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Larry Howard Weinberg

CRD# 502930·Registered 1979 - 2019
Previously Registered: Being a previously registered professional could mean that Larry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Larry Howard Weinberg was a registered financial advisor. Larry was a previously registered financial professional and started their career in finance 1979 - 2019. Larry had worked at 15 firms and has passed the Series 63, SIE, Series 55, Series 5, Series 7, Series 53, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

PANTHERA SECURITIES LLC·CRD# 150453
BD
White Plains, NY
November 20, 2009 - June 20, 2019
VALIDATE CAPITAL MARKETS, LLC·CRD# 133371
BD
New York, NY
April 22, 2005 - May 29, 2009
FOX & COMPANY INVESTMENTS INC.·CRD# 18517
BD
Scottsdale, AZ
July 2, 2003 - April 27, 2005
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
April 5, 2002 - June 20, 2003
GLEACHER & COMPANY SECURITIES, INC.·CRD# 298
BD
New York, NY
July 14, 1995 - January 25, 2002
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
March 15, 1994 - July 5, 1995
REICH & CO., INC.·CRD# 19611
BD
December 8, 1993 - January 1, 1994
MESIROW FINANCIAL, INC.·CRD# 2764
BD
Chicago, IL
May 27, 1993 - December 1, 1993
HAMILTON INVESTMENTS, INC.·CRD# 821
BD
October 15, 1991 - June 3, 1993
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
September 4, 1990 - July 15, 1991
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.·CRD# 22540
BD
September 1, 1988 - September 4, 1990
BOETTCHER & COMPANY, INC.·CRD# 101
BD
February 21, 1985 - September 1, 1988
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED·CRD# 76
BD
September 25, 1980 - February 26, 1985
LEHMAN BROTHERS INC.·CRD# 7506
BD
July 9, 1980 - October 24, 1980
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
March 13, 1979 - February 11, 1980

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Current Firm

PS
PANTHERA SECURITIES LLC

AMUR ADVISORS LLC | PANTHERA SECURITIES LLC

CRD#: 150453 / SEC#: 8-68258
BD
Terminated by SEC on 08/19/2019

Contact Information

Established

Delaware since 04/09/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PANTHERA INVESTMENT GROUP LLCSOLE MEMBER—
SHAHMOHAMMED, MOSTAFIZ RAHMANPRESIDENT, CEO AND MANAGER4145187
STUPAY, MICHAEL ELLIOTCFO, FINOP2287906
WEINBERG, LARRY HOWARDCOO, CHIEF COMPLIANCE OFFICER502930

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1979About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed May 2007

Series 5 — Interest Rate Options Examination

Passed Oct 1981

Series 7 — General Securities Representative Examination

Passed Mar 1979About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Dec 2006About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Apr 1990About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Jan 1981About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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