Larry H. Weinberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Howard Weinberg was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1979. Larry had worked at 15 firms and has passed the Series 63, SIE, Series 55, Series 5, Series 7, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2009 - June 20, 2019
PANTHERA SECURITIES LLC
April 22, 2005 - May 29, 2009
VALIDATE CAPITAL MARKETS, LLC
July 2, 2003 - April 27, 2005
FOX & COMPANY INVESTMENTS INC.
April 5, 2002 - June 20, 2003
A. G. EDWARDS & SONS, INC.
July 14, 1995 - January 25, 2002
GLEACHER & COMPANY SECURITIES, INC.
March 15, 1994 - July 5, 1995
GKN SECURITIES CORP.
December 8, 1993 - January 1, 1994
REICH & CO., INC.
May 27, 1993 - December 1, 1993
MESIROW FINANCIAL, INC.
October 15, 1991 - June 3, 1993
HAMILTON INVESTMENTS, INC.
September 4, 1990 - July 15, 1991
WELLS FARGO CLEARING SERVICES, LLC
September 1, 1988 - September 4, 1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
February 21, 1985 - September 1, 1988
BOETTCHER & COMPANY, INC.
September 25, 1980 - February 26, 1985
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
July 9, 1980 - October 24, 1980
LEHMAN BROTHERS INC.
March 13, 1979 - February 11, 1980
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/24/2007
Limited Representative-Equity Trader ExamSeries 5
Date: 10/12/1981
Interest Rate Options ExaminationCurrent Firm
PANTHERA SECURITIES LLC
CRD#: 150453 / SEC#: , 8-68258
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
