Rebecca L. Krulik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rebecca Lynn Krulik, who also goes by Becky Lynn Clark, Rebeca Lynn Clark, Rebecca Lynn Clark, was a registered financial professional .
Rebecca is a previously registered financial professional and started their career in finance in 2006. Rebecca had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2013 - November 24, 2015
ROXBURY CAPITAL MANAGEMENT LLC
December 18, 2012 - November 23, 2015
FORESIDE FUND SERVICES, LLC
December 20, 2011 - November 14, 2012
THRIVENT INVESTMENT MANAGEMENT INC.
March 22, 2007 - May 26, 2010
THRIVENT INVESTMENT MANAGEMENT INC.
December 4, 2006 - March 7, 2007
WELLS FARGO INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROXBURY CAPITAL MANAGEMENT LLC
CRD#: 108832 / SEC#: 801-55521
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
