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Christopher Michael Scott

CRD# 5028697·Registered 2005 - 2022
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Michael Scott was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 2005 - 2022. Christopher had worked at 5 firms and has passed the Series 66, SIE, Series 55, Series 7, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

GOLDEN STATE WEALTH MANAGEMENT, LLC·CRD# 167995
RIA
Hillsboro, OR
January 19, 2021 - June 24, 2022
CONSOLIDATED FINANCIAL MANAGEMENT CORP.·CRD# 119181
RIA
Beaverton, OR
August 4, 2017 - August 30, 2022
LPL FINANCIAL LLC·CRD# 6413
RIA
Beaverton, OR
March 3, 2017 - January 11, 2021
FLUENT FINANCIAL, LLC·CRD# 170041
RIA
Dallas, TX
January 6, 2014 - March 2, 2017
LPL FINANCIAL LLC·CRD# 6413
RIA
Beaverton, OR
June 12, 2013 - February 2, 2016
LPL FINANCIAL LLC·CRD# 6413
BD
Beaverton, OR
May 23, 2013 - July 12, 2022
LPL FINANCIAL LLC·CRD# 6413
RIA
San Diego, CA
January 12, 2007 - August 31, 2012
LPL FINANCIAL LLC·CRD# 6413
BD
San Diego, CA
January 12, 2007 - August 31, 2012
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
San Diego, CA
November 24, 2005 - July 6, 2006
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
San Diego, CA
November 10, 2005 - July 6, 2006

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Current Firm

GS
GOLDEN STATE WEALTH MANAGEMENT, LLC

ARIMATHEA | WESTLAKE INVESTMENT ADVISORS | SWITCHBACKS CAPITAL | STELLAR WEALTH ADVISORS | SOLARIS WEALTH MANGEMENT | ROHLING WEALTH MANAGEMENT | RENAISSANCE WEALTH MANAGEMENT | RASMUSSEN ADVISORS | PREMIER CAPITAL WEALTH MANAGEMENT | PRECISION CAPITAL MANAGEMENT | POINTWEALTH CAPITAL MANAGEMENT | PERCISION CAPITAL MANAGEMENT | PEEK WEALTH | OMEGA WEALTH MANAGEMENT | OGDEN WEALTH MANAGEMENT & PLANNING SERVICES | OGDEN WEALTH MANAGEMENT | OAKMONT FINANCIAL GROUP, LLC | MILLER WEALTH MANAGEMENT | MATZ WEALTH MANAGEMENT | LUNDQVIST WEALTH STRATEGIES | LAGUNA POINT WEALTH ADVISORS | ISAAC KIM WEALTH MANAGEMENT | IDEAL LIFE WEALTH MANAGEMENT, LLC | IDEAL LIFE WEALTH MANAGEMENT | HENARES, PREISLER & ASSOCIATES, INC. | GSWM | GSAM | GRANITE BAY WEALTH MANAGEMENT | GOLDEN STATE WEALTH MANAGEMENT, LLC | GOLDEN STATE EQUITY PARTNERS | GOLDEN STATE ASSET MANAGEMENT | GOLDEN STATE | FAGO WEALTH MANAGEMENT | ENVISION WEALTH STRATEGIES | CURT HOWARD WEALTH MANAGEMENT AND INSURANCE SOLUTIONS | CROSSROADS WEALTH ADVISORS | CORNERSTONE FINANCIAL | CONSOLIDATED FINANCIAL MANAGEMENT | COMPANION WEALTH MANAGEMENT | CHAMPLAIN WEALTH ADVISORS | BY THE SEA WEALTH MANAGEMENT | BUR OAK WEALTH MANAGEMENT | AURUM INVESTMENT MANAGEMENT

CRD#: 167995 / SEC#: 801-107445
RIA
Registered Investment Advisory firm - SEC (3/21/2016 Approved)
California
Registered Investment Advisory firm - California (4/28/2016 Terminated)
Washington
Registered Investment Advisory firm - Washington (4/29/2016 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

254 E 2nd Street Suite 2, Powell, WY 82435

Phone Number

(866) 273-1563

# of Employees

45

SEC notice filing (36 States and Territories)

Registered to provide investment advisory services in 36 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GSWM 2A FIRM BROCHURE (7/17/2026)

Regulatory Assets Under Management

Total Number of Accounts

7,029

AUM (Assets Under Management)

$2,215,873,193

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 3/20/2017 - Consolidated Financial Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 04/01/1982 - 160 Hours Per Month/8 Hours During Securities Trading - I provide administrative support to Consolidated Financial Management, an independent investment adviser firm. I started this business activity in Mar, 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 2. 1/19/2021 - Golden State Wealth Management, LLC - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/11/2021 - 800 Hours Per Month/160 Hours During Securities Trading - Time Spent 67% - I provide investment advisory services through Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 01/2021. I expect to spend approximately 67 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GOLDEN STATE WEALTH MANAGEMENT, LLC

ARIMATHEA | WESTLAKE INVESTMENT ADVISORS | SWITCHBACKS CAPITAL | STELLAR WEALTH ADVISORS | SOLARIS WEALTH MANGEMENT | ROHLING WEALTH MANAGEMENT | RENAISSANCE WEALTH MANAGEMENT | RASMUSSEN ADVISORS | PREMIER CAPITAL WEALTH MANAGEMENT | PRECISION CAPITAL MANAGEMENT | POINTWEALTH CAPITAL MANAGEMENT | PERCISION CAPITAL MANAGEMENT | PEEK WEALTH | OMEGA WEALTH MANAGEMENT | OGDEN WEALTH MANAGEMENT & PLANNING SERVICES | OGDEN WEALTH MANAGEMENT | OAKMONT FINANCIAL GROUP, LLC | MILLER WEALTH MANAGEMENT | MATZ WEALTH MANAGEMENT | LUNDQVIST WEALTH STRATEGIES | LAGUNA POINT WEALTH ADVISORS | ISAAC KIM WEALTH MANAGEMENT | IDEAL LIFE WEALTH MANAGEMENT, LLC | IDEAL LIFE WEALTH MANAGEMENT | HENARES, PREISLER & ASSOCIATES, INC. | GSWM | GSAM | GRANITE BAY WEALTH MANAGEMENT | GOLDEN STATE WEALTH MANAGEMENT, LLC | GOLDEN STATE EQUITY PARTNERS | GOLDEN STATE ASSET MANAGEMENT | GOLDEN STATE | FAGO WEALTH MANAGEMENT | ENVISION WEALTH STRATEGIES | CURT HOWARD WEALTH MANAGEMENT AND INSURANCE SOLUTIONS | CROSSROADS WEALTH ADVISORS | CORNERSTONE FINANCIAL | CONSOLIDATED FINANCIAL MANAGEMENT | COMPANION WEALTH MANAGEMENT | CHAMPLAIN WEALTH ADVISORS | BY THE SEA WEALTH MANAGEMENT | BUR OAK WEALTH MANAGEMENT | AURUM INVESTMENT MANAGEMENT

CRD#: 167995 / SEC#: 801-107445
RIA
Registered Investment Advisory firm - SEC (3/21/2016 Approved)
California
Registered Investment Advisory firm - California (4/28/2016 Terminated)
Washington
Registered Investment Advisory firm - Washington (4/29/2016 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2005About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed May 2008

Series 7 — General Securities Representative Examination

Passed Nov 2005About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Aug 2009About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Mar 2008About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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