Martin Z. Schmidt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Zachary Schmidt, who also goes by Martin Z Schmidt, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1979. Martin had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 52 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2013 - December 9, 2016
NATIONAL SECURITIES CORPORATION
August 20, 2013 - November 22, 2013
PRIME CAPITAL SERVICES, INC.
March 19, 2010 - August 21, 2013
MML INVESTORS SERVICES, LLC
November 6, 2007 - December 31, 2009
TWENTY-FIRST SECURITIES CORPORATION
March 25, 2003 - April 29, 2003
KING FINANCIAL SERVICES, INC.
January 31, 2000 - November 2, 2007
NORTHEAST SECURITIES, LLC
January 17, 1994 - February 17, 2000
ADVEST, INC.
December 21, 1992 - January 20, 1994
CITIGROUP GLOBAL MARKETS INC.
June 2, 1989 - December 22, 1992
UBS FINANCIAL SERVICES INC.
September 29, 1986 - June 19, 1989
LEHMAN BROTHERS INC.
July 5, 1984 - October 3, 1986
BREAN MURRAY & CO., INC.
June 26, 1984 - July 17, 1984
LEHMAN BROTHERS INC.
November 9, 1981 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
September 26, 1979 - November 27, 1981
L. F. ROTHSCHILD & CO. INCORPORATED
April 4, 1979 - September 20, 1979
M V SECURITIES, INC. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/8/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
