Stephen T. Erwin

ZELMAN PARTNERS

Denver, CO 80206

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CRD#: 5028461

Professional summary

Stephen Todd Erwin is a registered financial professional currently at ZELMAN PARTNERS, LLC located in Denver, Colorado.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 2012. Stephen has worked at 5 firms and has passed the Series 65, SIE and Series 14 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

***WALKER & DUNLOP INVESTMENT PARTNERS, INC IS A REGISTERED INVESTMENT ADVISOR TO PRIVATE REAL ESTATE FUNDS AND SEPARATELY MANAGED ACCOUNTS. I HAVE BEEN CHIEF LEGAL AND COMPLIANCE OFFICER SINCE 05/18 AND DEVOTE MORE THAN 175 HOURS PER MONTH, OF WHICH MORE THAN 6 HOURS PER DAY ARE SPENT DURING SECURITIES TRADING HOURS. I OVERSEE THE LEGAL AND COMPLIANCE OPERATIONS OF THE BUSINESS.***FRIENDS OF THE AURORA FOX, INC IS A NON-PROFIT FOR THE AURORA FOX THEATER. I AM ON THE BOARD AND ASSIST THE NON-PROFIT WITH OPERATIONAL AND LEGAL OVERSIGHT. I HAVE BEEN ON THE BOARD SINCE 06/2021 AND SPEND LESS THAN 5 HOURS PER MONTH OF WHICH NON OF THE HOURS ARE SPENT DURING SECURITIES TRADING HOURS.***

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Todd Erwin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2023 - Present

ZELMAN PARTNERS, LLC

Office #1: 2345 E. 3rd Ave Suite 300, Denver, CO 80206

CRD#: 145187

Denver, CO

Past

September 11, 2020 - December 4, 2024

WALKER & DUNLOP INVESTMENT PARTNERS, INC.

RIA

CRD#: 165022

DENVER, CO

Past

September 30, 2013 - July 3, 2018

AVEO CAPITAL PARTNERS, LLC

RIA

CRD#: 157728

GREENWOOD VILLAGE, CO

Past

September 27, 2013 - July 3, 2018

BLUE SKY ASSET MANAGEMENT, LLC

RIA

CRD#: 167686

GREENWOOD VILLAGE, CO

Past

January 4, 2012 - September 4, 2013

AVANT-GARDE ADVISORS LLC

RIA

CRD#: 151527

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/3/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 2/6/2023

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 14

Date: 6/2/2023

Compliance Officer Examination

SRO Registrations

FINRA

Current Firm

ZELMAN PARTNERS, LLC

CRD#: 145187 / SEC#: , 8-67713

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

27101 East Oviatt Road Suite 14, Bay Village, OH 44140

Mailing Address

27101 East Oviatt Road Suite 14, Bay Village, OH 44140

Phone number

(212) 993-5840

Established

Delaware since 07/12/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
WDIB, LLC	MANAGING MEMBER
ERWIN, STEPHEN TODD	CCO/AMLCO	5028461
GROMAN, DANIEL JASON	BOARD MEMBER	7974401
MCGILL, ANTHONY JACOB	MANAGING DIRECTOR, ADVISORY & CAPITAL MARKETS (DESIGNATED PRINCIPLE)	4379700
TABASSO, THEODORE PAUL	CHIEF OPERATIONS OFFICER, DIRECTOR OF SALES	1875019
THEOBALD, STEPHEN PATRICK	BOARD MEMBER
WANK, STEPHEN H	CFO/FIN-OP	5062089
ZELMAN, IVY LYNNE	DIRECTOR OF RESEARCH	2288665

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen T. Erwin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Todd Erwin's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZELMAN PARTNERS, LLC

WALKER & DUNLOP INVESTMENT PARTNERS, INC.

AVEO CAPITAL PARTNERS, LLC

BLUE SKY ASSET MANAGEMENT, LLC

AVANT-GARDE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/3/2012

SIE

Date: 2/6/2023

Series 14

Date: 6/2/2023

FINRA

Current Firm

ZELMAN PARTNERS, LLC

Contact information

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ZELMAN PARTNERS, LLC

TRUST BUT VERIFY

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