Peter A. Biagi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Arthur Biagi, who also goes by Pete Biagi, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1978. Peter had worked at 11 firms and has passed the Series 63, Series 5, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 1998 - February 25, 1999
FIRST ATLANTA SECURITIES, LLC
April 25, 1996 - December 22, 1997
FSC SECURITIES CORPORATION
March 30, 1994 - April 7, 1995
CORTLANDT CAPITAL CORPORATION
November 29, 1991 - March 7, 1994
JOSEPHTHAL & CO., INC.
June 13, 1988 - November 4, 1991
AMERICAN FRONTEER FINANCIAL CORPORATION
January 4, 1988 - June 6, 1988
M.S. KERNS INVESTMENTS, INC.
January 13, 1987 - December 21, 1987
PRUDENTIAL EQUITY GROUP, LLC
January 13, 1987 - April 30, 1990
PRUDENTIAL-BACHE CAPITAL FUNDING PUERTO RICO INC.
June 27, 1983 - January 1, 1987
UBS FINANCIAL SERVICES INC.
September 23, 1980 - June 24, 1983
LEHMAN BROTHERS INC.
January 4, 1978 - October 5, 1980
FIRST CITIZENS MUNICIPAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationCurrent Firm
FIRST ATLANTA SECURITIES, LLC
CRD#: 18200 / SEC#: , 8-36248
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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