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Peter Arthur Biagi

CRD# 502827·Registered 1978 - 1999
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Arthur Biagi, who also goes by Pete Biagi, was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1978 - 1999. Peter had worked at 11 firms and has passed the Series 63, Series 5, Series 7, Series 52 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Pete Biagi

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

48 years in the financial services industry

Current & Past Employments

FIRST ATLANTA SECURITIES, LLC·CRD# 18200
BD
Destin, FL
July 1, 1998 - February 25, 1999
FSC SECURITIES CORPORATION·CRD# 7461
BD
Atlanta, GA
April 25, 1996 - December 22, 1997
CORTLANDT CAPITAL CORPORATION·CRD# 25152
BD
New York City, NY
March 30, 1994 - April 7, 1995
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
November 29, 1991 - March 7, 1994
AMERICAN FRONTEER FINANCIAL CORPORATION·CRD# 1398
BD
Denver, CO
June 13, 1988 - November 4, 1991
M.S. KERNS INVESTMENTS, INC.·CRD# 17882
BD
January 4, 1988 - June 6, 1988
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
January 13, 1987 - December 21, 1987
PRUDENTIAL-BACHE CAPITAL FUNDING PUERTO RICO INC.·CRD# 8450
BD
January 13, 1987 - April 30, 1990
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
June 27, 1983 - January 1, 1987
LEHMAN BROTHERS INC.·CRD# 7506
BD
September 23, 1980 - June 24, 1983
FIRST CITIZENS MUNICIPAL CORPORATION·CRD# 7265
BD
January 4, 1978 - October 5, 1980

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Current Firm

FA
FIRST ATLANTA SECURITIES, LLC

FIRST ATLANTA SECURITIES CORPORATION | FIRST ATLANTA SECURITIES, LLC

CRD#: 18200 / SEC#: 8-36248
BD
Terminated by SEC on 03/04/2002

Contact Information

Established

Georgia since 05/19/1997

Firm Type

Limited Liability Company

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
INSTITUTIONAL EQUITY CORPORATIONOWNER—

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1979About the Series 63 exam

Series 5 — Interest Rate Options Examination

Passed Oct 1981

Series 7 — General Securities Representative Examination

Passed Jun 1980About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Jan 1979About the Series 52 exam

Series 24 — General Securities Principal Examination

Passed Sep 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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