Nathan K. Dittrich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathan Keith Dittrich was a registered financial professional .
Nathan is a previously registered financial professional and started their career in finance in 2005. Nathan had worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2013 - October 28, 2015
FUTURE CAPITAL
August 23, 2013 - September 27, 2013
FUTURE CAPITAL
November 15, 2005 - August 14, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
Primary Firm SEC Registration
FUTURE CAPITAL
CRD#: 119081 / SEC#: 801-60964
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FUTURE CAPITAL
CRD#: 119081 / SEC#: 801-60964
Contact information
SEC notice filing (44 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,714 |
| AUM (Assets Under Management) | $ 1,026,484,502 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/26/2024 | ||
| 02/21/2024 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
