RU
Richard A. Ure
GRADIENT SECURITIES
San Antonio, TX 78266
Some features on this profile are disabled
CRD#: 5027858
RU
Professional summary
Richard A Ure, who also goes by Richard Ure, is a registered financial advisor currently at GRADIENT SECURITIES, LLC located in San Antonio, Texas.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Richard has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard Ure
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. RAU LLC; INVESTMENT RELATED; 19115 FM 2252 SUITE 10, SAN ANTONIO, TX 78266; INSURANCE; OWNER; START 01/2017; 10 HOURS PER MONTH; 10 HOURS DURING SECURITIES TRADING HOURS; SALES OF INSURANCE. 2. TAYLORS BEND, LLC; INVESTMENT RELATED; 4526 TAYLORS BEND, SAN ANTONIO, TX 78247; REAL ESTATE; JUNIOR PARTNER; START 06/2017; 10 HOURS PER MONTH; 10 HOURS DURING SECURITIES TRADING HOURS; RENTING, FLIPPING AND INVESTING IN REAL ESTATE. 3. CEDARWOOD; NOT INVESTMENT RELATED; 8364 BINDSEIL LANE, GARDEN RIDGE, TX 78266; WOOD WORKING AND AGRICULTURAL PRODUCTS; OWNER; START 07/2017; 10 HOURS PER MONTH, 10 HOURS DURING SECURITIES TRADING HOURS; RAISE CHICKENS, COWS, GOATS, AND SELL THEIR PRODUCTS. ALSO SELL CEDAR HARDWOODS PRODUCTS. 4. INFINITY 123, LLC; INVESTMENT RELATED; 8364 BINDSEIL LANE, GARDEN RIDGE, TX 78266; REAL ESTATE; JR PARTNER; START 10/2022; 5 HOURS PER MONTH, 5 HOURS DURING SECURITIES TRADING HOURS; SUPPORT WIFE IN REAL ESTATE BUSINESS. 5. CEDARWOOD TRUST; INVESTMENT RELATED; 8364 BINDSEIL LN, GARDEN RIDGE, TX 78266; REAL ESTATE; HELPER; START 10/2025; 2 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; ASSISTS WITH COORDINATING TENANTS AND RENTING OUT PROPERTY. 6. HIDDEN OAKS NORTH HOA; NOT INVESTMENT RELATED; 4526 TAYLOR BEND, TX 78247; HOA; MEMBER; START 10/2025; 1 HOUR PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; HOLDS MANAGMENT ACCOUNTABLE.
CRS (Client Relationship Summary) - RIA
Click below to view Richard A Ure's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Richard A Ure's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 20, 2019 - Present
GRADIENT SECURITIES, LLC
Office #1: 19115 Fm 2252 Suite 10, San Antonio, TX 78266RIA
BD
CRD#: 127701
San Antonio, TX
Current
November 20, 2019 - Present
GRADIENT SECURITIES, LLC
Office #1: 19115 Fm 2252 Suite 10, San Antonio, TX 78266RIA
BD
CRD#: 127701
San Antonio, TX
Past
May 4, 2018 - December 4, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
San Antonio, TX
Past
November 29, 2017 - December 4, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
San Antonio, TX
Past
July 1, 2016 - November 29, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
San Antonio, TX
Past
April 12, 2013 - July 7, 2016
FSC SECURITIES CORPORATION
BD
CRD#: 7461
SAN ANTONIO, TX
Past
October 5, 2005 - March 8, 2007
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
TOMBALL, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/20/2019)
RR
California(4/30/2025)
RR
Colorado(12/20/2019)
RR
Florida(11/20/2019)
RR
Georgia(2/12/2020)
RR
Illinois(11/20/2019)
RR
Louisiana(10/14/2022)
RR
Maryland(11/5/2021)
RR
Massachusetts(7/21/2025)
RR
Missouri(2/12/2020)
RR
Oklahoma(4/30/2025)
RR
Texas(11/20/2019)
IAR
Texas(11/20/2019)
RR
Virginia(3/3/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Mailing Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Phone number
(866) 991-1539
Established
Delaware since 04/09/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
62
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 7,322 |
| AUM (Assets Under Management) | $ 591,069,287 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
