Lauren M. Hubbard

GOLDMAN SACHS CUSTODY SOLUTIONS

Dallas, TX 75201

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CRD#: 5027738

Professional summary

Lauren Michelle Hubbard is a registered financial professional currently at GOLDMAN SACHS CUSTODY SOLUTIONS located in Dallas, Texas.

Lauren is registered as a RR (Registered Representative) and started their career in finance in 2007. Lauren has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lauren Michelle Hubbard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2021 - Present

GOLDMAN SACHS CUSTODY SOLUTIONS

Office #1: 2001 Ross Avenue Suite 2800, Dallas, TX 75201

CRD#: 48015

Dallas, TX

Past

November 22, 2020 - August 20, 2021

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

December 26, 2014 - December 31, 2020

TD AMERITRADE, INC.

RIA

CRD#: 7870

Southlake, TX

Past

July 17, 2014 - December 31, 2020

TD AMERITRADE, INC.

CRD#: 7870

Southlake, TX

Past

September 3, 2013 - June 30, 2014

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Past

December 16, 2011 - July 2, 2013

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

WESTLAKE, TX

Past

January 1, 2008 - June 7, 2011

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Past

April 11, 2007 - January 1, 2008

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(8/25/2021)

Texas
(8/25/2021)

Virginia
(8/25/2021)

Exams

State Security Law Exam

IAR

Series 66

Date: 12/16/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/31/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/10/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

GOLDMAN SACHS CUSTODY SOLUTIONS

CRD#: 48015 / SEC#: , 8-52009

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

8180 Greensboro Dr 8th Floor, Mclean, VA 22102

Mailing Address

8180 Greensboro Dr 8th Floor, Mclean, VA 22102

Phone number

(703) 245-4000

Established

Virginia since 01/10/2000

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FOLIO FINANCIAL, INC. (D/B/A GOLDMAN SACHS CS HOLDINGS)	100 % SHAREHOLDER
CHOKSI, ANISH PAREN	CHIEF COMPLIANCE OFFICER	6506840
EISENSTEIN, JEREMY S	CHIEF EXECUTIVE OFFICER & PRESIDENT	4972748
FYFFE, JAMES COMPEAU	CHIEF FINANCIAL OFFICER, FINOP & PFO	2619159
GERAGHTY, PETER RICHARD	GENERAL COUNSEL	4930752
GREEFF, BRIAN MICHAEL	COO & POO	4273392
SIEGLER, ADAM JAMES	MANAGING DIRECTOR	5112351

Disclosures

Regulatory Event	6
Arbitration	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Lauren M. Hubbard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lauren Michelle Hubbard's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE, INC.

FIDELITY BROKERAGE SERVICES LLC

NATIONAL FINANCIAL SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/16/2014

Series 63

Date: 5/31/2007

SIE

Date: 10/1/2018

Series 7

Date: 12/15/2011

Series 6

Date: 4/10/2007

FINRA

Nasdaq Stock Market

Current Firm

GOLDMAN SACHS CUSTODY SOLUTIONS

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GOLDMAN SACHS CUSTODY SOLUTIONS

TRUST BUT VERIFY

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