Kathryn M. Young
Professional summary
Kathryn Marie Young, CFP®, who also goes by Kathryn Marie Rice, Katie Marie Rice, Katie Marie Young, is a registered financial advisor currently at FINANCIAL FORUM, INC. located in Spokane, Washington.
Kathryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Kathryn has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kathryn Marie Young's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 23, 2020 - Present
FINANCIAL FORUM, INC.
Office #1: 501 N Riverpoint Blvd., Ste 104, Spokane, WA 99202May 23, 2008 - November 4, 2020
LPL FINANCIAL LLC
December 20, 2007 - November 4, 2020
LPL FINANCIAL LLC
Primary Firm SEC Registration
FINANCIAL FORUM, INC.
CRD#: 307740 / SEC#: 801-118241
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/23/2020)
Exams
Current Firm
FINANCIAL FORUM, INC.
CRD#: 307740 / SEC#: 801-118241
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,987 |
| AUM (Assets Under Management) | $ 276,047,627 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
FINANCIAL FORUM, INC.
CRD#: 307740Spokane, WA 99202TRUST BUT VERIFY
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