David Weiss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Weiss was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1979. David had worked at 8 firms and has passed the Series 63, Series 7, Series 6, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 1992 - June 21, 1995
COLUMBUS FINANCIAL, INC.
February 8, 1991 - August 3, 1992
FORTRESS SECURITIES, INC.
March 5, 1986 - January 25, 1991
CROWELL, WEEDON & CO.
December 10, 1985 - May 7, 1987
R. H. MOULTON & CO.
March 25, 1985 - April 16, 1985
B.O.C.L. SECURITIES CORP.
October 9, 1984 - March 21, 1985
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
April 5, 1984 - October 29, 1984
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
January 30, 1979 - April 9, 1984
MUNICICORP OF CALIFORNIA
State Registrations and Notice Filings
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Exams
Current Firm
COLUMBUS FINANCIAL, INC.
CRD#: 22709 / SEC#: , 8-39935
Contact information
Documents
Red Flags
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