JA
Joel P. Arsenault
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Gilford, NH 03249
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CRD#: 5027340
JA
Professional summary
Joel Peter Arsenault is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Gilford, New Hampshire.
Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Joel has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SCORE ASSOCIATION, 1165 HERNDON PARKWAY, HERNDON, VA, 06/2021, PRESENTER, NON PROFIT, NIR, 2 HR/MO, 0 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN ROAD, FAIRFIELD IA, 10/2016, AS ADVISORY REP OF AN RIA, INV REL, 100 HR/MO, 100 HR/MO TRADING. 3) HUOT TECHNICAL CENTER, 345 UNION AVE, LACONIA, NH, 05/2017, BOARD MEMBER, NIR, 6 HR/YR, 0 HR/YR TRADING. 4) GRANITE VNA, 30 PILLSBURY ST, CONCORD, NH, 10/2017, BOARD MEMBER, NIR, 2 HR/MO, 0 HR/MO TRADING. 5) PLANFIRST LLC, 36 COUNTRY CLUB RD, STE 926, GILFORD, NH, 01/2022, OWNER, DBA, NIR, 5 HR/MO, 0 HR/MO TRADING. 6) LAKES REGION TECHNOLOGY CENTER, 384 S MAIN ST, WOLFEBORO, NH, 10/2022, COMMITTEE MEMBER, NIR, 1 HR/MO, 1 HR/MO TRADING. 7) GRANITE STATE BEGINNINGS, 264 FRANK GILMAN HWY, ALTON, NH, 08/2023, BOARD MEMBER, CHARITABLE ORG, NIR, 1 HR/MO, 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Joel Peter Arsenault's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 3, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 36 Country Club Rd. Suite 926, Gilford, NH 03249RIA
CRD#: 134139
Gilford, NH
Past
March 18, 2013 - May 18, 2020
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
LACONIA, NH
Past
March 8, 2013 - January 19, 2022
THE FOUNDRY FINANCIAL GROUP, INC.
RIA
CRD#: 116823
LACONIA, NH
Past
May 25, 2012 - April 2, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
LACONIA, NH
Past
May 25, 2012 - April 2, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
LACONIA, NH
Past
May 12, 2008 - May 31, 2012
EDWARD JONES
RIA
CRD#: 250
LACONIA, NH
Past
May 12, 2008 - May 31, 2012
EDWARD JONES
BD
CRD#: 250
LACONIA, NH
Past
May 7, 2008 - May 13, 2008
WADDELL & REED
RIA
CRD#: 866
PORTSMOUTH, NH
Past
April 1, 2008 - May 13, 2008
WADDELL & REED
BD
CRD#: 866
PORTSMOUTH, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Hampshire(10/3/2016)
IAR
Texas(11/3/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
