Mohammad N. Imam
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mohammad N Imam, who also goes by Md N Imam, Mohammad Nasor Imam, was a registered financial professional .
Mohammad is a previously registered financial professional and started their career in finance in 2008. Mohammad had worked at 3 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2011 - February 23, 2012
BROAD STREET SECURITIES GROUP, LLC
March 23, 2011 - June 14, 2011
WTS PROPRIETARY TRADING GROUP LLC
May 30, 2008 - December 8, 2009
TAFFERER TRADING, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BROAD STREET SECURITIES GROUP, LLC
CRD#: 153853 / SEC#: , 8-68583
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
