David M. George
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Michael George was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1985. David had worked at 5 firms and has passed the Series 65, Series 63, Series 82TO, Series 55, Series 7, Series 53, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2021 - August 1, 2022
CREWS & ASSOCIATES, INC.
March 9, 2021 - August 1, 2022
CREWS & ASSOCIATES, INC.
February 13, 2013 - October 9, 2015
RAYMOND JAMES & ASSOCIATES, INC.
February 13, 2013 - October 9, 2015
RAYMOND JAMES & ASSOCIATES, INC.
January 23, 2004 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
September 1, 1995 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
May 8, 1989 - July 13, 1992
MORGAN KEEGAN & COMPANY, LLC
May 9, 1988 - May 8, 1989
T. J. RANEY & SONS, INC.
February 21, 1985 - May 11, 1988
POWELL & SATTERFIELD, INC.
Primary Firm SEC Registration
CREWS & ASSOCIATES, INC.
CRD#: 8052 / SEC#: 801-128827, 8-24075
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 55
Date: 1/18/2000
Limited Representative-Equity Trader ExamCurrent Firm
CREWS & ASSOCIATES, INC.
CRD#: 8052 / SEC#: 801-128827, 8-24075
Contact information
SEC notice filing (18 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREWS CORE HOLDING COMPANY | OWNER | |
| BEARDSLEY, SCOTT ARTHUR | SECRETARY OF THE BOARD | 2349866 |
| BUMPERS, JOSEPH PARROTT | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 4336359 |
| CLAY, DENNIS CHARLES | CHIEF EXECUTIVE OFFICER, DIRECTOR, EXECUTIVE COMMITTEE | 1233857 |
| JONES, JAMES STEPHEN | PRESIDENT, DIRECTOR | 502536 |
| MEYER, DAMON CHRISTIAN | CHIEF COMPLIANCE OFFICER | 4133916 |
Regulatory assets under management
| Total Number of Accounts | 336 |
| AUM (Assets Under Management) | $ 149,386,233 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
