Nathan Mitchell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathan Mitchell was a registered financial professional .
Nathan is a previously registered financial professional and started their career in finance in 2005. Nathan had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 86, Series 87, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2015 - July 15, 2016
GREYBOX INVESTMENTS
October 6, 2008 - July 27, 2015
STERNE, AGEE & LEACH, INC.
December 7, 2005 - November 4, 2008
PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
GREYBOX INVESTMENTS
CRD#: 174077 / SEC#: 801-118659
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREYBOX INVESTMENTS
CRD#: 174077 / SEC#: 801-118659
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 187 |
| AUM (Assets Under Management) | $ 186,018,371 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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