Troy R. Vanderburg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Troy Robert Vanderburg was a registered financial professional .
Troy is a previously registered financial professional and started their career in finance in 2005. Troy had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2021 - May 26, 2021
EASTGATE SECURITIES, LLC
June 17, 2013 - December 31, 2014
BENJAMIN & JEROLD ADVISERS, LLC
May 17, 2013 - March 27, 2019
BENJAMIN & JEROLD BROKERAGE I, LLC
August 18, 2009 - November 21, 2012
NFSG CORPORATION
July 31, 2009 - November 21, 2012
NEWBRIDGE SECURITIES CORPORATION
January 29, 2008 - July 9, 2009
COMPAK ASSET MANAGEMENT
January 29, 2008 - July 9, 2009
COMPAK SECURITIES, INC.
November 9, 2005 - January 11, 2008
COMMUNITY BANKERS SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EASTGATE SECURITIES, LLC
CRD#: 146671 / SEC#: , 8-67837
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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