EB
Erika M. Badillo
INSIGHT SECURITIES
Miami, FL 33131
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CRD#: 5026565
EB
Professional summary
Erika Maria Badillo is a registered financial advisor currently at INSIGHT SECURITIES, INC. located in Miami, Florida.
Erika is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Erika has worked at 5 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 52, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Dynasty Nutra Inc, 1734 Henley #12, Glenview, IL 60025. Creates nutritional supplements, multivitamins and sells around the world. 0 hours spent. Vice President. 50% owner with husband being the other 50% owner. Non-securities related. Precise Consulting, is not investment related, 600 Central Ave, Suite 293, Highland Park, IL 60035, international business and contract structuring for broker dealers and advisors, starting on August 2023, spending 2-3 hrs a month, assisting with the structure of contracts. Excelsior Trading LLC, non-investment related, 8200 NW 41st St., Suite 315, Doral, Florida 33166, international business/export, working as a consultant, starting in October 2021, working 30hrs per month, consulting on operations, logistics, marketing and research. Precise Investment Management, 600 Central Ave, Suite 293, Highland Park, IL 60035, investment related, is a US registered RIA, working in the back office as administrative staff, starting in November 2023, working 2-3hrs a month.
CRS (Client Relationship Summary) - RIA
Click below to view Erika Maria Badillo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Erika Maria Badillo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 26, 2016 - Present
INSIGHT SECURITIES, INC.
Office #1: 777 Brickell Ave. Suite 586, Miami, FL 33131RIA
BD
CRD#: 5611
Miami, FL
Current
October 3, 2014 - Present
INSIGHT SECURITIES, INC.
Office #1: 777 Brickell Ave. Suite 586, Miami, FL 33131RIA
BD
CRD#: 5611
Miami, FL
Past
February 2, 2024 - May 8, 2024
PRIVATE PORTFOLIO, INC.
BD
CRD#: 36644
LA JOLLA, CA
Past
June 1, 2009 - April 14, 2010
MORGAN STANLEY
RIA
CRD#: 149777
CHICAGO, IL
Past
June 1, 2009 - April 14, 2010
MORGAN STANLEY
BD
CRD#: 149777
CHICAGO, IL
Past
January 29, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
CHICAGO, IL
Past
January 4, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
CHICAGO, IL
Past
September 6, 2005 - April 13, 2006
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
BD
CRD#: 17053
SAN JUAN, PR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INSIGHT SECURITIES, INC.
G. A. HORWITZ & CO., INC. | THE HELMSMAN GROUP, INC. | PRECISE SECURITIES - DIVISION OF INSIGHT SECURITIES, INC. | PRECISE SECURITIES - DIVISION OF HORWITZ & ASSOCIATES, INC. | PRECISE INVESTMENT MANAGEMENT | PASSERELLE ADVISORS | MISSION GLOBAL PARTNERS | INTERGLOBAL INVESTMENTS - DIVISION OF INSIGHT SECURITIES INC. | INSURANCE & FINANCIAL SERVICES OF SOUTH FLORIDA, INC. | INSIGHT SECURITIES, INC. | INSIGHT AMERICAS SECURITIES INC | HORWITZ, SCHAKNER & ASSOCIATES, INC. | HORWITZ PHILANTHROPIC ADVISORS | HORWITZ & ASSOCIATES, INC. | GWM PARTNERS
CRD#: 5611 / SEC#: 801-12999, 8-16247
RIA
Registered Investment Advisory firm - SEC (5/25/1977 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/6/2020)
IAR
Florida(2/12/2020)
RR
Illinois(10/7/2014)
IAR
Illinois(12/9/2016)
RR
Texas(3/23/2015)
IAR
Texas(9/26/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 11/6/2015
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
INSIGHT SECURITIES, INC.
G. A. HORWITZ & CO., INC. | THE HELMSMAN GROUP, INC. | PRECISE SECURITIES - DIVISION OF INSIGHT SECURITIES, INC. | PRECISE SECURITIES - DIVISION OF HORWITZ & ASSOCIATES, INC. | PRECISE INVESTMENT MANAGEMENT | PASSERELLE ADVISORS | MISSION GLOBAL PARTNERS | INTERGLOBAL INVESTMENTS - DIVISION OF INSIGHT SECURITIES INC. | INSURANCE & FINANCIAL SERVICES OF SOUTH FLORIDA, INC. | INSIGHT SECURITIES, INC. | INSIGHT AMERICAS SECURITIES INC | HORWITZ, SCHAKNER & ASSOCIATES, INC. | HORWITZ PHILANTHROPIC ADVISORS | HORWITZ & ASSOCIATES, INC. | GWM PARTNERS
CRD#: 5611 / SEC#: 801-12999, 8-16247
RIA
Registered Investment Advisory firm - SEC (5/25/1977 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
600 Central Ave Suite 293, Highland Park, IL 60035
Mailing Address
600 Central Ave Suite 293, Highland Park, IL 60035
Phone number
(224) 632-4700
Established
Delaware since 11/12/1970
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
25
SEC notice filing (36 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 94,216,934 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
| Bond | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INSIGHT SECURITIES, INC.
CRD#: 5611Miami, FL 33131TRUST BUT VERIFY
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