Devin A. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Devin A White, who also goes by Devin A White, Devin Anderson White, Devin White, was a registered financial professional .
Devin is a previously registered financial professional and started their career in finance in 2005. Devin had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2024 - March 12, 2025
NYLIFE SECURITIES LLC
March 8, 2024 - May 30, 2024
J. L. BAINBRIDGE & CO., INC.
May 16, 2023 - December 21, 2023
PRUCO SECURITIES, LLC.
April 28, 2023 - December 21, 2023
PRUCO SECURITIES, LLC.
July 23, 2019 - February 15, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 18, 2019 - February 15, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 18, 2017 - July 17, 2019
J.P. MORGAN SECURITIES LLC
November 8, 2013 - March 11, 2015
MORGAN STANLEY
October 2, 2013 - March 11, 2015
MORGAN STANLEY
December 12, 2009 - January 8, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 9, 2009 - January 8, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 5, 2006 - August 23, 2006
CREDIT SUISSE SECURITIES (USA) LLC
November 29, 2005 - August 23, 2006
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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