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Khoren M. Ouzounian
GWN SECURITIES
Magnolia, TX 77354
Some features on this profile are disabled
CRD#: 5026149
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Professional summary
Khoren Moses Ouzounian, who also goes by Khoren Ouzounian, is a registered financial advisor currently at GWN SECURITIES INC. located in Magnolia, Texas.
Khoren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Khoren has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Khoren Ouzounian
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 6/10/2013: OTHER-MUSICIAN - ETHOS SCHOOL OF MUSIC - OWNER OF MUSTIC EDUCATION BUSINESS SPECIALIZING IN MUSIC INSTRUCTION AND PERFORMANCE. - NOT INVESTMENT RELATED - TIME SPENT 30%. GOLDEN SAGE FINANCIAL, INVESTMENT RELATED: Yes POSITION: Owner START DATE: 2016-07-01, NUMBER OF HOURS: 160 hours per month SECURITY HOURS: 0 hours per month during trading hours, Commission Compensation, ADDRESS: 33211 Buckshot Lane, Magnolia, TX 77354 DESCRIPTION: This is the DBA I filed for my financial services business. It covers the work I do as a financial advisor through GWN as well as fixed insurance business that I do for my clients. Since creating the DBA I have not done any fixed business as I have focused almost exclusively on IAR work for my clients and all business activity done through Golden Sage has been routed through GWN as my broker dealer.
CRS (Client Relationship Summary) - RIA
Click below to view Khoren Moses Ouzounian's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Khoren Moses Ouzounian's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 13, 2016 - Present
GWN SECURITIES INC.
Office #1: 33211 Buckshot Lane, Magnolia, TX 77354RIA
BD
CRD#: 128929
Magnolia, TX
Current
May 13, 2016 - Present
GWN SECURITIES INC.
Office #1: 33211 Buckshot Lane, Magnolia, TX 77354RIA
BD
CRD#: 128929
Magnolia, TX
Past
March 29, 2011 - May 19, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
THE WOODLANDS, TX
Past
March 29, 2011 - May 19, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
THE WOODLANDS, TX
Past
April 14, 2008 - March 30, 2011
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
THE WOODLANDS, TX
Past
February 17, 2006 - March 30, 2011
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
THE WOODLANDS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oklahoma(7/18/2016)
RR
South Dakota(5/17/2016)
RR
Texas(5/13/2016)
IAR
Texas(5/13/2016)
RR
Utah(5/16/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GWN SECURITIES INC.
CRD#: 128929Magnolia, TX 77354TRUST BUT VERIFY
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