Srinivas S. Nandury
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Srinivas S Nandury, who also goes by Srini Nandury, was a registered financial professional .
Srinivas is a previously registered financial professional and started their career in finance in 2006. Srinivas had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2015 - June 1, 2016
W.R. HAMBRECHT + CO., LLC
December 5, 2013 - January 7, 2015
CV BROKERAGE, INC
June 5, 2012 - December 31, 2013
SUMMIT RESEARCH PARTNERS LLC
February 3, 2010 - December 15, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 11, 2007 - January 19, 2010
CROSS RESEARCH
December 8, 2006 - August 15, 2007
SOLEIL SECURITIES CORPORATION
January 1, 2006 - November 8, 2006
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
W.R. HAMBRECHT + CO., LLC
CRD#: 45040 / SEC#: , 8-50935
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Civil Event | 3 |
Red Flags
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