Charles E. Lovejoy

RISE ADVISORS

Rochester, NY 14625

Some features on this profile are disabled

CRD#: 5026043

Professional summary

Charles Edward Lovejoy, who also goes by Charles E Lovejoy, is a registered financial advisor currently at RISE ADVISORS, LLC located in Rochester, New York.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Charles has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles E Lovejoy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Edward Lovejoy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2025 - Present

RISE ADVISORS, LLC

Office #1: 400 Linden Oaks Suite 120, Rochester, NY 14625

RIA

CRD#: 309760

Rochester, NY

Past

January 13, 2015 - December 13, 2016

MML INVESTORS SERVICES, LLC

CRD#: 10409

ROCHESTER, NY

Past

January 27, 2014 - December 31, 2014

PARK AVENUE SECURITIES LLC

CRD#: 46173

PITTSFORD, NY

Past

April 12, 2006 - January 17, 2014

NYLIFE SECURITIES LLC

CRD#: 5167

FAIRPORT, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RISE ADVISORS, LLC

CRD#: 309760 / SEC#: 801-119066

RIA

Registered Investment Advisory firm - (7/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/14/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/21/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/13/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/11/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RISE ADVISORS, LLC

CRD#: 309760 / SEC#: 801-119066

RIA

Registered Investment Advisory firm - (7/16/2020 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

400 Linden Oaks Suite 120, Rochester, NY 14625

Mailing Address

Phone number

(585) 565-3444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORMADVBROCHURE (3/3/2025)

Regulatory assets under management

Total Number of Accounts	1,169
AUM (Assets Under Management)	$ 340,850,820

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Mark Downey

RAYMOND JAMES & ASSOCIATES, INC.

IAR

Rochester, NY

Donald Devitto

RBC CAPITAL MARKETS, LLC

IAR

Rochester, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Charles E. Lovejoy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Edward Lovejoy's CRS (Customer Relationship Summary).

Certified licenses

Experience

RISE ADVISORS, LLC

MML INVESTORS SERVICES, LLC

PARK AVENUE SECURITIES LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

RISE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/14/2025

Series 63

Date: 2/21/2006

SIE

Date: 12/13/2016

Series 6

Date: 4/11/2006

Current Firm

RISE ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RISE ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors