Anthony Marlette Jr.

BROOKSIDE FINANCIAL ADVISORS

Parma, OH 44130

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CRD#: 5026008

Professional summary

Anthony Marlette Jr., who also goes by Anthony Louis Marlette Jr, Anthony Louis Marlette Jr., Anthony Louis Marlette, Anthony Marlette Jr, Anthony Marlette Jr., Anthony Marlette, is a registered financial advisor currently at BROOKSIDE FINANCIAL ADVISORS, LLC located in Parma, Ohio.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Anthony has worked at 6 firms and has passed the Series 66, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Marlette Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 17, 2021 - Present

BROOKSIDE FINANCIAL ADVISORS, LLC

Office #1: 10150 W. Sprague Road, Parma, OH 44130

RIA

CRD#: 157304

Parma, OH

Past

December 7, 2018 - June 9, 2021

THE HUNTINGTON INVESTMENT COMPANY

RIA

CRD#: 16986

BAY VILLAGE, OH

Past

December 7, 2018 - June 9, 2021

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

BAY VILLAGE, OH

Past

October 23, 2014 - November 23, 2018

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

CLEVELAND, OH

Past

October 23, 2014 - November 23, 2018

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

CLEVELAND, OH

Past

March 8, 2013 - October 3, 2014

MML INVESTORS SERVICES, LLC

CRD#: 10409

ENFIELD, CT

Past

April 28, 2011 - February 13, 2013

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

RICHFIELD, OH

Past

February 12, 2009 - February 13, 2013

CHARLES SCHWAB & CO., INC.

CRD#: 5393

RICHFIELD, OH

Past

November 15, 2006 - October 23, 2007

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

LORAIN, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(6/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/27/2011

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/1/2024

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 2/1/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/12/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/14/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BROOKSIDE FINANCIAL ADVISORS, LLC

CRD#: 157304 / SEC#:

Ohio

Registered Investment Advisory firm - (8/9/2011 Approved)

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Contact information

Main Address

10150 W. Sprague Road, Parma, OH 44130

Mailing Address

Phone number

(440) 886-3550

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony Marlette Jr.

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Marlette Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

THE HUNTINGTON INVESTMENT COMPANY

THE HUNTINGTON INVESTMENT COMPANY

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

MML INVESTORS SERVICES, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/27/2011

Series 7TO

Date: 2/1/2024

Series 6TO

Date: 2/1/2024

SIE

Date: 10/1/2018

Series 7

Date: 8/12/2010

Series 6

Date: 11/14/2006

Current Firm

BROOKSIDE FINANCIAL ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

BROOKSIDE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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