Jonathan F. Mazur

LUKE FINANCIAL COMPANY

Plano, TX 75024

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CRD#: 5025791

Professional summary

Jonathan Frank Mazur is a registered financial advisor currently at LUKE FINANCIAL COMPANY, LLC located in Plano, Texas.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jonathan has worked at 4 firms and has passed the Series 65, Series 63, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JUNGLETREK, MY CAREER SERVICES FIRM AT 5721 FARQUHAR LANE DALLAS TX . I AM THE SOLE PROPRIETOR AND SPEND 2-5 HRS PER WEEK WITH IT. SALE OF LIFE, HEALTH AND ANNUITY INSURANCE PRODUCTS. OWNER & INSURANCE AGENT - ZACHARY FINANCIAL, LLC. SALE OF FIXED INSURANCE PRODUCTS, SAME ADDRESS AS LUKE FINANCIAL (SEE EMPLOYMENT HISTORY).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Frank Mazur's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2008 - Present

LUKE FINANCIAL COMPANY, LLC

Office #1: 6860 N Dallas Parkway Suite 200, Plano, TX 75024Office #2: 777 Main Street Suite 600, Ft. Worth, TX 76102

RIA

CRD#: 147118

Plano, TX

Past

August 17, 2011 - May 9, 2012

FOX FINANCIAL MANAGEMENT CORPORATION

CRD#: 134277

CARROLLTON, TX

Past

August 8, 2008 - July 22, 2009

FOX FINANCIAL MANAGEMENT CORPORATION

CRD#: 134277

CARROLLTON, TX

Past

November 14, 2006 - July 8, 2008

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

DALLAS, TX

Past

November 8, 2005 - October 27, 2006

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

ADDISON, TX

Past

September 19, 2005 - October 27, 2006

PRINCIPAL SECURITIES, INC.

CRD#: 1137

ADDISON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/25/2020)

IAR

Texas
(7/21/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/7/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/13/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 62

Date: 8/25/2008

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 9/16/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LUKE FINANCIAL COMPANY, LLC

CRD#: 147118 / SEC#:

Arizona

Registered Investment Advisory firm - (12/31/2017 Terminated)

Arkansas

Registered Investment Advisory firm - (12/31/2017 Terminated)

Colorado

Registered Investment Advisory firm - (3/25/2020 Approved)

Florida

Registered Investment Advisory firm - (12/31/2017 Terminated)

Oklahoma

Registered Investment Advisory firm - (12/31/2017 Terminated)

Texas

Registered Investment Advisory firm - (7/21/2008 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

6860 N Dallas Parkway Suite 200, Plano, TX 75024

Mailing Address

Phone number

(214) 289-0031

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	75
AUM (Assets Under Management)	$ 5,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan F. Mazur

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Frank Mazur's CRS (Customer Relationship Summary).

Certified licenses

Experience

LUKE FINANCIAL COMPANY, LLC

FOX FINANCIAL MANAGEMENT CORPORATION

FOX FINANCIAL MANAGEMENT CORPORATION

BROOKSTONE CAPITAL MANAGEMENT LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/7/2005

Series 63

Date: 9/13/2005

Series 62

Date: 8/25/2008

Series 6

Date: 9/16/2005

Current Firm

LUKE FINANCIAL COMPANY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LUKE FINANCIAL COMPANY, LLC

TRUST BUT VERIFY

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