Boris Shteyngart
Professional summary
Boris Shteyngart was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Boris is a previously registered financial professional and started their career in finance in 2005. Prior to being barred, Boris had worked at 4 firms, which includes J.P. TURNER & COMPANY L.L.C., MERCER CAPITAL LTD., JHS CAPITAL ADVISORS LLC, WINDSOR STREET CAPITAL LP.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2009 - May 7, 2009
J.P. TURNER & COMPANY, L.L.C.
March 18, 2008 - June 4, 2008
MERCER CAPITAL LTD.
December 20, 2007 - February 13, 2008
JHS CAPITAL ADVISORS, LLC
September 29, 2005 - December 19, 2007
WINDSOR STREET CAPITAL, LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
