Gaetano F. Spatafora
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gaetano F Spatafora was a registered financial professional .
Gaetano is a previously registered financial professional and started their career in finance in 2005. Gaetano had worked at 2 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2005 - September 26, 2006
SLK-HULL DERIVATIVES LLC
November 24, 2005 - March 24, 2014
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
SLK-HULL DERIVATIVES LLC
CRD#: 46735 / SEC#: , 8-51552
Contact information
Documents
Disclosures
| Regulatory Event | 31 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
