Daniel S. Tarsha

TEXWEALTH

Plano, TX

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CRD#: 5025693

Professional summary

Daniel Samir Tarsha, CFP® is a registered financial advisor currently at TEXWEALTH located in Plano, Texas.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Daniel has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Independent Insurance Agent; Investment-Related; 3832 Vicksburg Ct., Plano TX, 75023; Start Date 05/17/2019; Approx 2 hours per month; Approx less than 1 hour per day during trading hours; insurance sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Samir Tarsha's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

January 25, 2024 - Present

TEXWEALTH

RIA

CRD#: 328912

Plano, TX

Past

September 17, 2018 - January 31, 2024

STRATA WEALTH ADVISORS, LLC

RIA

CRD#: 285973

DALLAS, TX

Past

February 5, 2016 - May 26, 2016

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

January 2, 2014 - January 26, 2016

NEXPOINT SECURITIES, INC.

CRD#: 165013

DALLAS, TX

Past

December 11, 2012 - January 28, 2014

NEXBANK SECURITIES INC

CRD#: 133267

DALLAS, TX

Past

March 7, 2011 - December 4, 2012

PROVASI CAPITAL PARTNERS LP

CRD#: 119539

ADDISON, TX

Past

May 14, 2010 - February 10, 2011

NYLIFE SECURITIES LLC

CRD#: 5167

DALLAS, TX

Past

April 9, 2008 - December 3, 2009

OSAIC FA, INC.

RIA

CRD#: 3978

DALLAS, TX

Past

January 1, 2008 - December 3, 2009

OSAIC FA, INC.

CRD#: 3978

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/3/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/26/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/23/2007

General Securities Representative Examination

Current Firm

TEXWEALTH

TEXWEALTH | TEXWEALTH LLC

CRD#: 328912 / SEC#:

Texas

Registered Investment Advisory firm - (1/25/2024 Approved)

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Contact information

Main Address

Plano, TX

Mailing Address

Phone number

(972) 904-9060

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	80
AUM (Assets Under Management)	$ 49,245,624

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel S. Tarsha

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Samir Tarsha's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATA WEALTH ADVISORS, LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

NEXPOINT SECURITIES, INC.

NEXBANK SECURITIES INC

PROVASI CAPITAL PARTNERS LP

NYLIFE SECURITIES LLC

OSAIC FA, INC.

OSAIC FA, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/3/2008

SIE

Date: 5/26/2016

Series 7

Date: 12/23/2007

Current Firm

TEXWEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TEXWEALTH

TRUST BUT VERIFY

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