MD
Michael E. Daly
FIRST COMMAND ADVISORY SERVICES
Goldsboro, NC 27534
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CRD#: 5025411
MD
Professional summary
Michael Eugene Daly, who also goes by Michael Eugene Daly, Michaelq Eugene Daly, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Goldsboro, North Carolina and FIRST COMMAND BROKERAGE SERVICES, INC. located in Goldsboro, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Michael has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Eugene Daly | Michaelq Eugene Daly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) HAVE DALY FINANCIAL MANAGEMENT, INC. SET UP AS A SUB S FOR MY FIRST COMMAND BUSINESS. DO NOT ADVERTISE THIS, JUST FOR ACCT. PURPOSES. (2) CO OWNER OF MBA DEVELOPMENT WHICH IS NON INVESTMENT RELATED TO ONLY RENTAL PROPERTIES AND SALE OF SUCH FROM TIME TO TIME. 50% OWNER. (3)Name of the other business: First Professional Practice, LLC ; Whether the business is investment-related: Not Investment Related ; Address of the other business: PO BOX 10098 Goldsboro, NC 27534 ; Nature of the other business: LLC formed for myself and my licensed associate Steve Strickler. ; Your position, title, or relationship with the other business: Partner ; The start date of your relationship: ; The approximate number of hours/month you devote to the other business: <5% ; The number of hours you devote to the other business during securities trading hours: ; Briefly describe your duties relating to the other business: This is for use for tax purposes and the work we do for commercial lending only. (4) Name of the other business: Vet Partners Whether the business is investment-related: No Address of the other business: 230 Washington Ave Extension, Suite 101, Albany NY 12203 Nature of the other business: Board Membership Your position, title, or relationship with the other business: Board Member/director The start date of your relationship: Jan 01, 2025 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: Will be running for a board member position. This is a non profit organization that is made up of veterinary practice consultants and professionals.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Eugene Daly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 15, 2015 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 2701 Cashwell Dr, Goldsboro, NC 27534RIA
CRD#: 281958
Goldsboro, NC
Current
September 29, 2005 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 2701 Cashwell Drive, Goldsboro, NC 27534BD
CRD#: 3641
Goldsboro, NC
Past
January 3, 2006 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
GOLDSBORO, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/8/2014)
RR
Arizona(4/13/2011)
RR
California(6/6/2012)
RR
Colorado(1/3/2011)
RR
Connecticut(3/13/2014)
RR
Delaware(5/17/2013)
RR
District of Columbia(9/1/2015)
RR
Florida(1/4/2010)
RR
Georgia(1/12/2012)
RR
Hawaii(10/14/2019)
RR
Idaho(11/2/2018)
RR
Illinois(10/10/2011)
RR
Indiana(8/15/2011)
RR
Iowa(10/31/2016)
RR
Kansas(9/9/2013)
RR
Louisiana(1/31/2014)
RR
Maine(9/22/2015)
RR
Maryland(1/3/2011)
RR
Massachusetts(4/26/2012)
RR
Michigan(7/6/2011)
RR
Minnesota(1/30/2012)
RR
Mississippi(11/1/2012)
RR
Missouri(10/5/2021)
RR
Montana(1/9/2023)
RR
Nebraska(4/3/2020)
RR
Nevada(4/10/2012)
RR
New Jersey(8/11/2011)
RR
New Mexico(1/9/2019)
RR
New York(1/24/2011)
RR
North Carolina(10/17/2005)
IAR
North Carolina(12/15/2015)
RR
North Dakota(8/20/2021)
RR
Ohio(1/3/2011)
RR
Oklahoma(3/20/2013)
RR
Oregon(7/20/2017)
RR
Pennsylvania(7/6/2011)
RR
Rhode Island(12/13/2021)
RR
South Carolina(4/23/2010)
RR
Texas(2/28/2011)
IAR
Texas(12/15/2015)
RR
Utah(10/15/2015)
RR
Virginia(6/4/2010)
RR
Washington(1/30/2013)
RR
West Virginia(7/28/2016)
RR
Wisconsin(8/1/2018)
RR
Wyoming(5/4/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958Goldsboro, NC 27534TRUST BUT VERIFY
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