Charles L. Arnold
Professional summary
Charles Lawrence Arnold, CIMA® is a registered financial advisor currently at IDEAS IN FINANCE located in Boca Raton, Florida.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Charles has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Lawrence Arnold's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 18, 2015 - Present
IDEAS IN FINANCE
July 1, 2003 - April 3, 2013
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - April 3, 2013
WELLS FARGO CLEARING SERVICES, LLC
January 3, 1997 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
September 15, 1989 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
November 16, 1979 - September 15, 1989
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/7/2016)
Exams
Series 1
Date: 10/27/1978
Registered Representative ExaminationSeries 8
Date: 6/7/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
IDEAS IN FINANCE
CRD#: 174284 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 7,700,000 |
Red Flags
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