Gerard J. Pepe
Professional summary
Gerard Joseph Pepe, who also goes by Gerard J Pepe, Jerry Pepe, is a registered financial professional currently at INTERCOASTAL CAPITAL MARKETS, INC. located in Boca Raton, Florida.
Gerard is registered as a RR (Registered Representative) and started their career in finance in 1978. Gerard has worked at 16 firms and has passed the Series 63, SIE, Series 7, Series 52, Series 1, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gerard Joseph Pepe's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2016 - Present
INTERCOASTAL CAPITAL MARKETS, INC.
Office #1: 200 East Palmetto Park Road Suite 108, Boca Raton, FL 33432February 27, 2006 - January 4, 2016
VFINANCE INVESTMENTS, INC
August 16, 2004 - May 3, 2006
STERLING FINANCIAL INVESTMENT GROUP, INC.
August 30, 2002 - August 20, 2004
OPPENHEIMER & CO. INC.
September 24, 2001 - June 19, 2002
MULTI-BANK SECURITIES, INC.
February 18, 1998 - November 16, 1999
OROSEY & PEPE CAPITAL MARKETS, INC.
March 27, 1995 - November 26, 1997
LOP CAPITAL MARKETS, INC.
May 19, 1988 - April 11, 1997
LEHWALD, OROSEY & PEPE INCORPORATED
January 4, 1988 - May 11, 1988
FIRST STATE INVESTMENTS, INC.
April 29, 1985 - January 20, 1988
FIRST INVESTMENT SECURITIES, INC.
January 31, 1985 - April 16, 1985
COLLINS SECURITIES CORPORATION
July 23, 1984 - February 4, 1985
UNITED CAPITAL CORPORATION
March 26, 1982 - June 20, 1984
MARCUS, STOWELL & BEYE, INC.
March 23, 1981 - March 21, 1982
LEHMAN BROTHERS INC.
June 30, 1978 - March 29, 1980
UMIC, INC.
June 30, 1978 - January 14, 1981
DONALD SHELDON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/19/2016)
Exams
Series 1
Date: 7/21/1978
Registered Representative ExaminationFINRA
Current Firm
INTERCOASTAL CAPITAL MARKETS, INC.
CRD#: 83 / SEC#: , 8-9698
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
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Company Information
INTERCOASTAL CAPITAL MARKETS, INC.
CRD#: 83Boca Raton, FL 33432TRUST BUT VERIFY
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