Donald A. Butcher

SEVEN HILLS FINANCIAL

Tallahassee, FL 32303

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CRD#: 5025170

Professional summary

Donald Ashley Butcher, CFP® is a registered financial advisor currently at SEVEN HILLS FINANCIAL, LLC located in Tallahassee, Florida.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Donald has worked at 5 firms and has passed the Series 65, Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1/1/2023 - Present -- Capital Collaborative Group -- 557 Rawls Road, Tallahassee, Florida 32313 -- Mr. Butcher is self-employed as a Financial Neutral to assist in marital distribution decisions related to divorce -- Not Investment Related -- Up to 10-hours a month devoted to this business -- Services are usually offered after business trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Ashley Butcher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

May 30, 2018 - Present

SEVEN HILLS FINANCIAL, LLC

Office #1: 410 East 6th Avenue, Tallahassee, FL 32303

RIA

CRD#: 143190

Tallahassee, FL

Past

December 18, 2014 - May 30, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

TALLAHASSEE, FL

Past

December 5, 2014 - May 30, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

TALLAHASSEE, FL

Past

March 20, 2008 - December 9, 2014

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

TALLAHASSEE, FL

Past

March 14, 2008 - December 9, 2014

INVEST FINANCIAL CORPORATION

CRD#: 12984

TALLAHASSEE, FL

Past

April 17, 2007 - November 21, 2007

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

TALLAHASSEE, FL

Past

April 2, 2007 - November 21, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

TALLAHASSEE, FL

Past

March 21, 2007 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

TALLAHASSEE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEVEN HILLS FINANCIAL, LLC

SEVEN HILLS FINANCIAL DESIGN GROUP, LLC | SEVEN HILLS FINANCIAL, LLC

CRD#: 143190 / SEC#: 801-129414

RIA

Registered Investment Advisory firm - (1/22/2024 Approved)

Florida

Registered Investment Advisory firm - (2/14/2024 Terminated)

Georgia

Registered Investment Advisory firm - (2/16/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/30/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/13/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/30/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/25/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/20/2007

General Securities Representative Examination

Current Firm

SEVEN HILLS FINANCIAL, LLC

SEVEN HILLS FINANCIAL DESIGN GROUP, LLC | SEVEN HILLS FINANCIAL, LLC

CRD#: 143190 / SEC#: 801-129414

RIA

Registered Investment Advisory firm - (1/22/2024 Approved)

Florida

Registered Investment Advisory firm - (2/14/2024 Terminated)

Georgia

Registered Investment Advisory firm - (2/16/2024 Terminated)

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Contact information

Main Address

410 East 6th Avenue, Tallahassee, FL 32303

Mailing Address

Phone number

(850) 219-6699

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	594
AUM (Assets Under Management)	$ 149,105,232

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Donald A. Butcher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Ashley Butcher's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

SEVEN HILLS FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/2014

Series 66

Date: 4/13/2007

SIE

Date: 5/30/2018

Series 31

Date: 5/25/2007

Series 7

Date: 3/20/2007

Current Firm

SEVEN HILLS FINANCIAL, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

SEVEN HILLS FINANCIAL, LLC

TRUST BUT VERIFY

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