Matthew L. Cecil
Professional summary
Matthew Lee Cecil, who also goes by Matthew Lee Cecil, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Newport Beach, California.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2008. Matthew has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Lee Cecil's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 19, 2023 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 840 Newport Center Drive Suite 700, Newport Beach, CA 92660January 4, 2022 - April 14, 2023
PACIFIC SELECT DISTRIBUTORS, LLC
January 29, 2019 - December 22, 2021
FORESIDE FUND SERVICES, LLC
June 30, 2015 - December 27, 2018
ALPS DISTRIBUTORS, INC.
February 5, 2015 - June 30, 2015
PACIFIC SELECT DISTRIBUTORS, LLC
September 29, 2011 - January 21, 2015
PIMCO INVESTMENTS LLC
December 1, 2009 - September 16, 2011
WELLS FARGO CLEARING SERVICES, LLC
December 1, 2009 - September 16, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 23, 2008 - December 3, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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