JG
Jonathan B. Gatz
OFG FINANCIAL SERVICES
Overland Park, KS 66213
Some features on this profile are disabled
CRD#: 5025033
JG
Professional summary
Jonathan Bernard Gatz is a registered financial advisor currently at OFG FINANCIAL SERVICES, INC. located in Overland Park, Kansas.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jonathan has worked at 5 firms and has passed the Series 65, Series 63, Series 62, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JBG Financial LLC, Business Account and management of expenses, owner, no compensation, 0% time spent; Modern Advisor Group, marketing securities products, owner, commissions, 240 hrs per month time spent; Strategic Partners LLC, marketing insurance products, commissions, 30 hrs per month time spent. Diamond G Properties, LLC, Own Rental Properties, no compensation, no time spent. 29 Vine, LLC, house flip @ Lake of the Ozarks, 50% owner, other 50% owner is Kelley Bowker, not a securities client, no compensation, no time spent.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Bernard Gatz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Bernard Gatz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 1, 2019 - Present
OFG FINANCIAL SERVICES, INC.
Office #1: 13220 Metcalf Ave Suite 215, Overland Park, KS 66213Office #2: 13220 Metcalf Suite 360, Overland Park, KS 66213RIA
BD
CRD#: 23940
Overland Park, KS
Current
August 1, 2019 - Present
OFG FINANCIAL SERVICES, INC.
Office #1: 13220 Metcalf Ave Suite 215, Overland Park, KS 66213RIA
BD
CRD#: 23940
Overland Park, KS
Past
October 16, 2017 - August 5, 2019
OSAIC WEALTH, INC.
RIA
CRD#: 23131
OLATHE, KS
Past
October 16, 2017 - August 5, 2019
OSAIC WEALTH, INC.
BD
CRD#: 23131
OLATHE, KS
Past
March 31, 2014 - October 18, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
OVERLAND PARK, KS
Past
September 4, 2009 - October 18, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
OVERLAND PARK, KS
Past
January 31, 2007 - April 23, 2009
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
JERSEY CITY, NJ
Past
September 30, 2005 - January 22, 2007
GLOBAL ATLANTIC DISTRIBUTORS, LLC
BD
CRD#: 8326
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OF
OFG FINANCIAL SERVICES, INC.
DEARBORN AND CREGGS, INC. | SECURITY FINANCIAL SERVICES, INC. | PATHWAY FINANCIAL SOLUTIONS | OGDON FINANCIAL SERVICES, INC. | OFG FINANCIAL SERVICES, INC. | MODERN ADVISOR GROUP
CRD#: 23940 / SEC#: 801-127727, 8-40770
RIA
Registered Investment Advisory firm - SEC (4/24/2023 Approved)Arizona
Registered Investment Advisory firm - SEC (1/8/2025 Terminated)Kansas
Registered Investment Advisory firm - SEC (1/8/2025 Terminated)Missouri
Registered Investment Advisory firm - SEC (1/8/2025 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (1/14/2025 Terminated)Texas
Registered Investment Advisory firm - SEC (1/8/2025 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/28/2020)
IAR
Arizona(7/15/2020)
RR
Arkansas(8/1/2019)
RR
Florida(8/1/2019)
RR
Kansas(8/1/2019)
IAR
Kansas(8/1/2019)
RR
Missouri(8/1/2019)
IAR
Missouri(11/12/2019)
RR
Oklahoma(8/1/2019)
IAR
Oklahoma(8/1/2019)
RR
Texas(8/1/2019)
IAR
Texas(8/1/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OF
OFG FINANCIAL SERVICES, INC.
DEARBORN AND CREGGS, INC. | SECURITY FINANCIAL SERVICES, INC. | PATHWAY FINANCIAL SOLUTIONS | OGDON FINANCIAL SERVICES, INC. | OFG FINANCIAL SERVICES, INC. | MODERN ADVISOR GROUP
CRD#: 23940 / SEC#: 801-127727, 8-40770
RIA
Registered Investment Advisory firm - SEC (4/24/2023 Approved)Arizona
Registered Investment Advisory firm - SEC (1/8/2025 Terminated)Kansas
Registered Investment Advisory firm - SEC (1/8/2025 Terminated)Missouri
Registered Investment Advisory firm - SEC (1/8/2025 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (1/14/2025 Terminated)Texas
Registered Investment Advisory firm - SEC (1/8/2025 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
Townsite Plaza #2, Suite # 105 Townsite Plaza #2, Suite 105, Topeka, KS 66603-3515
Mailing Address
Townsite Plaza #2, Suite # 105 120 Se 6th Avenue, Topeka, KS 66603-3515
Phone number
(785) 233-4071
Established
Kansas since 12/12/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
37
SEC notice filing (5 States and Territories)
FINRA licenses (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 850 |
| AUM (Assets Under Management) | $ 270,000,000 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
