Jeffrey P. Kastner

ROAN CAPITAL PARTNERS

Johnson City, TN 37604

Some features on this profile are disabled

CRD#: 5025016

Professional summary

Jeffrey Paul Kastner, who also goes by Jeffrey P Kastner, is a registered financial advisor currently at ROAN CAPITAL PARTNERS located in Johnson City, Tennessee.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jeffrey has worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey P Kastner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 05/5/15-KASTNER RENTALS/REAL ESTATE RENTAL/1. RENTAL PROPERTY OWNED WITH FAMILY 2. 1096 PARK AVENUE, 2036 NORTH FIRST STREET, 2052 NORTH FIRST STREET, LITTLE GROVE ROAD, ISLAND SHORES/2%/118 RIDGEMONT ROAD, JOHNSON CITY, TN 2. 05/4/2015-REDSTONE BROKERAGE SERVICES/DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/HUNTSVILLE,AL

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Paul Kastner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 17, 2024 - Present

ROAN CAPITAL PARTNERS

Office #1: 208 Sunset Dr. Suite #504, Johnson City, TN 37604

RIA

CRD#: 293119

Johnson City, TN

Past

May 6, 2015 - August 13, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

SCOTTSBORO, AL

Past

May 4, 2015 - August 13, 2015

LPL FINANCIAL LLC

CRD#: 6413

SCOTTSBORO, AL

Past

August 20, 2014 - November 8, 2016

CWM, LLC

RIA

CRD#: 155344

KINGSPORT, TN

Past

January 17, 2008 - November 30, 2015

GAAM WEALTH ADVISORS, INC.

RIA

CRD#: 140446

KINGSPORT, TN

Past

July 3, 2007 - April 2, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

KINGSPORT, TN

Past

July 3, 2007 - April 2, 2015

LPL FINANCIAL LLC

CRD#: 6413

KINGSPORT, TN

Past

November 8, 2005 - November 21, 2006

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

JACKSON, TN

Past

October 28, 2005 - November 21, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

JACKSON, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(8/19/2024)

IAR

Texas
(8/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/16/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/7/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/13/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/27/2005

General Securities Representative Examination

Current Firm

ROAN CAPITAL PARTNERS

ROAN CAPITAL PARTNERS | ROAN CAPITAL PARTNERS, LLC

CRD#: 293119 / SEC#:

Tennessee

Registered Investment Advisory firm - (3/14/2018 Approved)

Texas

Registered Investment Advisory firm - (2/8/2024 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

208 Sunset Dr. Suite #504, Johnson City, TN 37604

Mailing Address

Phone number

(423) 631-5786

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	365
AUM (Assets Under Management)	$ 80,506,661

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kevin Baker

LPL FINANCIAL LLC

IAR

NORTON, VA

Augustine Hong

HIGHTOWER ADVISORS, LLC

IAR

Bradenton, FL

Daniel Fisher

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffrey P. Kastner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Paul Kastner's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CWM, LLC

GAAM WEALTH ADVISORS, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/16/2024

Series 66

Date: 11/7/2005

SIE

Date: 8/13/2015

Series 7

Date: 10/27/2005

Current Firm

ROAN CAPITAL PARTNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ROAN CAPITAL PARTNERS

TRUST BUT VERIFY

Similar Advisors