AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
SS

Steven L. Schlesinger

Some features on this profile are disabled
CRD#: 502499
SS

Professional summary

Steven Lawrence Schlesinger was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Steven is a previously registered financial professional and started their career in finance in 1978. Prior to being barred, Steven had worked at 7 firms, which includes ZEUS FINANCIAL LLC, AMERICAN THIRD MARKET CO. LLC, RICKEL & ASSOCIATES INC., WILLIAM M. CADDEN & CO. INC., EMPIRE NATIONAL SECURITIES INCORPORATED, HALPERT AND COMPANY INC., J. B. HANAUER & CO..

Question & Answer

Are you a "fiduciary"?
No

Aliases

Steven Lawrence Schlessinger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 10, 2000 - January 3, 2005

ZEUS FINANCIAL, LLC

BD
CRD#: 18192
BOCA RATON, FL
Past

March 21, 1998 - March 21, 2000

AMERICAN THIRD MARKET CO., LLC

BD
CRD#: 34361
NEW YORK, NY
Past

March 27, 1989 - September 12, 1997

RICKEL & ASSOCIATES, INC.

BD
CRD#: 7839
NEW YORK, NY
Past

March 11, 1987 - April 3, 1989

WILLIAM M. CADDEN & CO., INC.

BD
CRD#: 16363
Past

October 4, 1983 - September 25, 1986

EMPIRE NATIONAL SECURITIES, INCORPORATED

BD
CRD#: 7361
Past

April 17, 1979 - August 29, 1983

HALPERT AND COMPANY, INC.

BD
CRD#: 7094
Past

July 25, 1978 - April 8, 1979

J. B. HANAUER & CO.

BD
CRD#: 6958

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/27/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 5/16/1981
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52
Date: 2/5/1979
Municipal Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 4/30/1998
Municipal Securities Principal Examination

Current Firm

ZF
ZEUS FINANCIAL, LLC
TRANS-CAP SECURITIES, INC | ZEUSFINANCIALLLC.COM | ZEUSBD.COM | ZEUS SECURITIES, INC. | ZEUS SECURITIES, INC | ZEUS FINANCIAL, LLC

CRD#: 18192 / SEC#: , 8-36214

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
4800 T-rex Avenue Suite 100, Boca Raton, FL 33431
Mailing Address
4800 T-rex Avenue Suite 100, Boca Raton, FL 33431
Phone number
(561) 708-0700
Established
Florida since 03/17/1986
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BUTKEVITS, LETICIA VERAMEMBER6717105
ORCHID BAY FINANCIAL HOLDINGS, LLCMEMBER
ACHILLE, RALPHCCO5875142
BUTKEVITS, VINCENT WILLIAM IIICEO1818987
KUMAR, PARDEEPMANAGING DIRECTOR5214503
SHUMBERG, IVANA MARCELLAFINOP/PFO3167225
TROUSDALE, LAUREN NICOLEFINOP/POO5622407

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ZEUS FINANCIAL, LLC

CRD#: 18192

TRUST BUT VERIFY

Monitor Steven Schlesinger

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Helena, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
Estero, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.