Nicholas A. Gibson

MIDLAND WEALTH MANAGEMENT

O'FALLON, MO

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CRD#: 5024983

Professional summary

Nicholas Adam Gibson, who also goes by Nick Gibson, is a registered financial advisor currently at MIDLAND WEALTH MANAGEMENT located in O'fallon, Missouri.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Nicholas has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nick Gibson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) US Nationals Baseball Club; Not investment-related; Fenton, MO 63368; Volunteer Coach; Coaching youth baseball; Not compensated; Approx. 5% of time during the month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Adam Gibson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 29, 2025 - Present

MIDLAND WEALTH MANAGEMENT

RIA

CRD#: 324997

O'FALLON, MO

Past

January 16, 2015 - November 24, 2021

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

CLAYTON, MO

Past

January 16, 2015 - November 24, 2021

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

CLAYTON, MO

Past

February 27, 2014 - December 2, 2014

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

CLAYTON, MS

Past

February 27, 2014 - December 2, 2014

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

CLAYTON, MO

Past

October 22, 2010 - December 18, 2013

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

WELDON SPRING, MO

Past

October 22, 2010 - December 18, 2013

SECURITIES AMERICA, INC.

CRD#: 10205

ST LOUIS, MO

Past

November 13, 2009 - October 25, 2010

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

ST. LOUIS, MO

Past

November 13, 2009 - October 25, 2010

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

ST. LOUIS, MO

Past

September 4, 2007 - November 13, 2009

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

ST. LOUIS, MO

Past

September 4, 2007 - November 13, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

ST. LOUIS, MO

Past

December 7, 2005 - June 13, 2007

WADDELL & REED

RIA

CRD#: 866

CREVE COEUR, MO

Past

October 4, 2005 - June 13, 2007

WADDELL & REED

CRD#: 866

CREVE COEUR, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MIDLAND WEALTH MANAGEMENT

MIDLAND WEALTH ADVISORS, LLC | MIDLAND WEALTH MANAGEMENT

CRD#: 324997 / SEC#: 801-127578

RIA

Registered Investment Advisory firm - (8/16/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(4/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/6/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/14/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/21/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/30/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MIDLAND WEALTH MANAGEMENT

MIDLAND WEALTH ADVISORS, LLC | MIDLAND WEALTH MANAGEMENT

CRD#: 324997 / SEC#: 801-127578

RIA

Registered Investment Advisory firm - (8/16/2023 Approved)

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Contact information

Main Address

1201 Network Centre Drive, Effingham, IL 62401

Mailing Address

Phone number

(312) 660-6516

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MIDLAND WEALTH ADVISORS DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (6/24/2025)

Regulatory assets under management

Total Number of Accounts	4,290
AUM (Assets Under Management)	$ 2,931,513,136

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/16/2025	Cover Page	Report
02/07/2025	Cover Page	Report
04/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nicholas A. Gibson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Adam Gibson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

MIDLAND WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/6/2005

Series 63

Date: 10/14/2005

SIE

Date: 10/1/2018

Series 7

Date: 5/21/2008

Series 6

Date: 9/30/2005

Current Firm

MIDLAND WEALTH MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MIDLAND WEALTH MANAGEMENT

TRUST BUT VERIFY

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