Walter M. Sharp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Macdonald Sharp was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 2005. Walter had worked at 4 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2010 - July 31, 2013
DYNASTY CAPITAL MANAGEMENT, INC
November 8, 2010 - July 31, 2013
DYNASTY CAPITAL PARTNERS, INC.
September 14, 2006 - December 15, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 11, 2006 - December 15, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 28, 2005 - February 21, 2006
ALL-VEST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DYNASTY CAPITAL MANAGEMENT, INC
CRD#: 152350 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
