John C. Phillips
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Clayton Phillips JR was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1978. John had worked at 8 firms and has passed the Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 1990 - July 6, 1990
IFG NETWORK SECURITIES, INC.
February 6, 1990 - December 31, 1990
PLANNED INVESTMENTS INC.
May 29, 1987 - July 6, 1990
CARNEGIE SECURITIES CORPORATION
August 22, 1986 - October 27, 1986
SECURITIES GROUP OF NORTH AMERICA, INC.
June 3, 1986 - July 18, 1986
FIRST UNITED SECURITIES GROUP OF CALIFORNIA
October 31, 1984 - December 26, 1985
SECURITIES GROUP OF NORTH AMERICA, INC.
September 28, 1983 - April 9, 1986
PHOENIX FINANCIAL CORPORATION
July 28, 1982 - March 11, 1986
HARBOR TOWN SECURITIES CORPORATION
March 26, 1978 - June 30, 1978
HERETH, ORR & JONES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IFG NETWORK SECURITIES, INC.
CRD#: 19948 / SEC#: , 8-37937
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESTORS FINANCIAL PLANNING, INC. | HOLDING COMPANY | |
| DUNSTAN, RICHARD VAUGHAN | VICE PRESIDENT/SECRETARY/CROP | 1632092 |
| DUNSTAN, RICHARD VAUGHAN | MUNICIPAL PRINCIPAL | 1632092 |
| HARRISON, BRETT LAMAR | COO, SENIOR VICE PRESIDENT | 4032238 |
| HARRISON, BRETT LAMAR | DIRECTOR | 4032238 |
| MCEVOY, PATRICK HENRY | PRESIDENT, CEO | 1796543 |
| RESSLER, SANDER JAMES | CCO | 1455553 |
| STEWART, EVERETT PAUL JR | VICE PRESIDENT/TREASURER/FINOP | 2025188 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
