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AA

Adam R. Anker

ENTERPRISE EQUITIES
Columbia, MD 21044
Some features on this profile are disabled
CRD#: 5024956
AA

Professional summary

Adam Robert Anker is a registered financial professional currently at ENTERPRISE EQUITIES, INC. located in Columbia, Maryland.

Adam is registered as a RR (Registered Representative) and started their career in finance in 2005. Adam has worked at 4 firms and has passed the Series 66, Series 99TO, Series 52TO, Series 79TO, SIE, Series 3, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam Robert Anker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 8, 2024 - Present

ENTERPRISE EQUITIES, INC.

Office #1: 70 Corporate Center 11000 Broken Land Parkway , Suite 700, Columbia, MD 21044
BD
CRD#: 27394
Columbia, MD
Past

March 24, 2020 - June 30, 2023

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC
Past

March 24, 2020 - June 30, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

August 20, 2018 - March 13, 2020

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
Weehawken, NJ
Past

August 16, 2018 - March 13, 2020

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

June 26, 2013 - July 13, 2018

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC
Past

June 26, 2006 - June 7, 2013

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC
Past

June 26, 2006 - July 13, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

October 27, 2005 - June 9, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
SAN DIEGO, CA
Past

October 20, 2005 - June 9, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Maryland
(1/8/2024)
RR
Pennsylvania
(5/31/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/26/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 11/3/2008
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 10/19/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 6/9/2008
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 11/12/2007
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/2/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

EE
ENTERPRISE EQUITIES, INC.
ENTERPRISE EQUITIES, INC.

CRD#: 27394 / SEC#: , 8-43068

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
70 Corporate Center 11000 Broken Land Parkway , Suite 700, Columbia, MD 21044
Mailing Address
70 Corporate Center 11000 Broken Land Parkway , Suite 700, Columbia, MD 21044
Phone number
(410) 964-0552
Established
Delaware since 05/10/1989
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (33 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ENTERPRISE OWNERSHIP, INC.PARENT CORPORATION
ANKER, ADAM ROBERTCHIEF COMPLIANCE OFFICER5024956
ZELINSKY, ANNA HAUERPRESIDENT5088993

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ENTERPRISE EQUITIES, INC.

CRD#: 27394Columbia, MD 21044

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