Alan B. Comer

PELICAN INVESTMENT ADVISORS

BATON ROUGE, LA 70809

CRD#: 5024914

Some features on this profile are disabled

Professional summary

Alan Bryant Comer, who also goes by Alan Comer, is a registered financial advisor currently at PELICAN INVESTMENT ADVISORS, LLC located in Baton Rouge, Louisiana.

Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Alan has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alan Comer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Bryant Comer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 2021 - Present

PELICAN INVESTMENT ADVISORS, LLC

Office #1: 10307 Jefferson Highway Suite A, Baton Rouge, LA 70809

RIA

CRD#: 313227

BATON ROUGE, LA

Past

June 2, 2021 - December 31, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Baton Rouge, LA

Past

January 16, 2018 - June 2, 2021

LEVEL FOUR ADVISORY SERVICES

RIA

CRD#: 134086

Baton Rouge, LA

Past

July 20, 2017 - June 1, 2021

LPL FINANCIAL LLC

CRD#: 6413

BATON ROUGE, LA

Past

August 5, 2011 - July 27, 2017

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

BATON ROUGE, LA

Past

July 19, 2011 - July 27, 2017

ONEAMERICA SECURITIES, INC.

CRD#: 4173

BATON ROUGE, LA

Past

June 2, 2006 - June 29, 2011

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

BATON ROUGE, LA

Past

September 20, 2005 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

BATON ROUGE, LA

Past

September 20, 2005 - June 29, 2011

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

BATON ROUGE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(5/28/2021)

IAR

Texas
(7/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/14/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/16/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/14/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/19/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PELICAN INVESTMENT ADVISORS, LLC

CRD#: 313227 / SEC#: 801-120649

RIA

Registered Investment Advisory firm - (7/27/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (7/26/2022 Approved)

Texas

Registered Investment Advisory firm - (7/11/2023 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10307 Jefferson Highway Suite A, Baton Rouge, LA 70809

Mailing Address

Phone number

(225) 293-9283

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	211
AUM (Assets Under Management)	$ 72,510,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frederick Sharbaugh

PARK AVENUE SECURITIES LLC

IAR

Baton Rouge, LA

Garrett Norton

LPL FINANCIAL LLC

IAR

Baton Rouge, LA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Alan B. Comer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Bryant Comer's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

LEVEL FOUR ADVISORY SERVICES

LPL FINANCIAL LLC

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/14/2016

Series 63

Date: 7/16/2008

SIE

Date: 10/1/2018

Series 7

Date: 9/14/2016

Series 6

Date: 9/19/2005

Current Firm

PELICAN INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PELICAN INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors