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GS

Gregory Shefrin

INVICTA ADVISORS
New York, NY
Some features on this profile are disabled
CRD#: 5024841
GS

Professional summary

Gregory Shefrin, who also goes by Gregory P Shefrin, is a registered financial advisor currently at INVICTA ADVISORS LLC located in New York, New York and INVICTA CAPITAL LLC located in Oakmont, Pennsylvania.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Gregory has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Gregory P Shefrin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Shefrin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 23, 2026 - Present

INVICTA ADVISORS LLC

RIA
CRD#: 298868
New York, NY
Current

April 22, 2026 - Present

INVICTA CAPITAL LLC

Office #1: 527 Cedar Way Suite 101, Oakmont, PA 15139
BD
CRD#: 288101
OAKMONT, PA
Past

November 20, 2019 - March 16, 2026

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
NEW YORK, NY
Past

August 22, 2019 - March 16, 2026

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
NEW YORK, NY
Past

May 16, 2017 - April 19, 2018

HUDSON PARTNERS SECURITIES LLC

BD
CRD#: 145425
STAMFORD, CT
Past

January 28, 2016 - April 6, 2016

BBVA SECURITIES INC.

BD
CRD#: 27060
NEW YORK, NY
Past

April 6, 2010 - December 31, 2011

FOCUS CAPITAL GROUP, INC.

BD
CRD#: 143240
NEW YORK, NY
Past

December 2, 2005 - December 10, 2009

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INVICTA ADVISORS LLC
INVICTA ADVISORS LLC

CRD#: 298868 / SEC#: 801-114114

RIA
Registered Investment Advisory firm - (10/12/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/22/2026)
IAR
Pennsylvania
(4/23/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/19/2019
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/29/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/19/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/28/2016
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IA
INVICTA ADVISORS LLC
INVICTA ADVISORS LLC

CRD#: 298868 / SEC#: 801-114114

RIA
Registered Investment Advisory firm - (10/12/2018 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
527 Cedar Way Suite 101, Oakmont, PA 15139
Mailing Address
Phone number
(412) 349-8684
Established
Firm type
Fiscal year end
# of Employees
44

SEC notice filing (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/10/2025)

Regulatory assets under management

Total Number of Accounts1,371
AUM (Assets Under Management)$ 183,496,330

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INVICTA ADVISORS LLC

CRD#: 298868New York, NY

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