Lanita L. Wheetley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lanita Lynn Wheetley, CFP®, who also goes by Anita Turner, Lanita Lynn Turner, Anita Wheetley, was a registered financial professional .
Lanita is a previously registered financial professional and started their career in finance in 2005. Lanita had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2017
Experience
December 12, 2024 - April 13, 2026
COGENT PRIVATE WEALTH
August 21, 2024 - January 17, 2025
SYNERGY INVESTMENT MANAGEMENT LLC
August 19, 2024 - November 22, 2024
LPL FINANCIAL LLC
May 7, 2024 - June 20, 2024
MML INVESTORS SERVICES, LLC
April 30, 2024 - June 20, 2024
MML INVESTORS SERVICES, LLC
October 9, 2019 - December 15, 2023
MORGAN STANLEY
October 9, 2019 - December 15, 2023
MORGAN STANLEY
March 6, 2019 - August 1, 2019
BANKERS LIFE ADVISORY SERVICES, INC.
March 5, 2019 - August 1, 2019
BANKERS LIFE SECURITIES, INC.
June 25, 2015 - September 4, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 19, 2015 - September 4, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 30, 2006 - November 28, 2006
EMPIRE FINANCIAL GROUP, INC.
September 22, 2005 - November 29, 2005
EMPIRE FINANCIAL GROUP, INC.
Primary Firm SEC Registration
COGENT PRIVATE WEALTH
CRD#: 319092 / SEC#: 801-132819
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COGENT PRIVATE WEALTH
CRD#: 319092 / SEC#: 801-132819
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 157 |
| AUM (Assets Under Management) | $ 141,498,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
