RD
Randall E. Davey
GUIDE ADVISORS
Mesa, AZ
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CRD#: 5024690
RD
Professional summary
Randall E Davey, who also goes by Randall E Daney, is a registered financial advisor currently at GUIDE ADVISORS, INC. located in Mesa, Arizona.
Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Randall has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Randall E Daney
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Randall E. Davey, sole proprietor Insurance products and services Start: 09/2003 Address: Mesa, AZ Hrs per month - Tot/Bus: 9/3 Investment related 2. Guide Advisors Insurance products and services Start: 09/2003 Address: Mesa, AZ Hrs per month - Tot/Bus: 9/3 Investment related
CRS (Client Relationship Summary) - RIA
Click below to view Randall E Davey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 23, 2017 - Present
GUIDE ADVISORS, INC.
RIA
CRD#: 281828
Mesa, AZ
Past
May 9, 2014 - February 8, 2017
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
PHOENIX, AZ
Past
December 19, 2008 - February 8, 2017
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
PHOENIX, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(4/11/2017)
IAR
California(7/30/2020)
IAR
Colorado(10/23/2020)
IAR
Florida(1/7/2022)
IAR
Georgia(7/20/2023)
IAR
Idaho(9/3/2019)
IAR
Kansas(5/19/2017)
IAR
Ohio(3/30/2017)
IAR
Oklahoma(9/19/2019)
IAR
Oregon(7/13/2020)
IAR
Pennsylvania(5/7/2020)
IAR
Tennessee(9/16/2019)
IAR
Texas(6/3/2017)
IAR
Virginia(6/15/2024)
IAR
Washington(3/23/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GA
GUIDE ADVISORS, INC.
GEER FINANCIAL GROUP, INC | GUIDE ADVISORS, INC.
CRD#: 281828 / SEC#:
Arizona
Registered Investment Advisory firm - (4/11/2017 Approved)California
Registered Investment Advisory firm - (7/30/2020 Approved)Colorado
Registered Investment Advisory firm - (10/23/2020 Approved)Florida
Registered Investment Advisory firm - (11/29/2021 Approved)Georgia
Registered Investment Advisory firm - (7/17/2023 Approved)Idaho
Registered Investment Advisory firm - (8/29/2019 Approved)Kansas
Registered Investment Advisory firm - (5/19/2017 Approved)Louisiana
Registered Investment Advisory firm - (11/18/2022 Terminated)Ohio
Registered Investment Advisory firm - (3/27/2017 Approved)Oklahoma
Registered Investment Advisory firm - (9/19/2019 Approved)Oregon
Registered Investment Advisory firm - (7/13/2020 Approved)Pennsylvania
Registered Investment Advisory firm - (5/6/2020 Approved)Tennessee
Registered Investment Advisory firm - (9/13/2019 Approved)Texas
Registered Investment Advisory firm - (11/30/2015 Conditional Restricted)Virginia
Registered Investment Advisory firm - (6/15/2024 Approved)Washington
Registered Investment Advisory firm - (11/16/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
19125 North Creek Parkway Suite 120, Bothell, WA 98011
Mailing Address
Phone number
(206) 486-2477
Established
Firm type
Fiscal year end
# of Employees
5
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
