Nathan S. Harrigan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathan Sean Harrigan was a registered financial professional .
Nathan is a previously registered financial professional and started their career in finance in 2005. Nathan had worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2012 - December 31, 2013
THE FINANCIAL DESIGNER
May 2, 2008 - June 17, 2008
SCOTTRADE, INC.
December 12, 2005 - October 29, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
November 15, 2005 - October 29, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
THE FINANCIAL DESIGNER
CRD#: 158902 / SEC#:
Contact information
Red Flags
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