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JB

John J. Bannon

BGC FINANCIAL, L.P.
New York, NY 10038
Some features on this profile are disabled
CRD#: 502458
JB

Professional summary

John Joseph Bannon, who also goes by John J Bannon, John Joseph Bannon III, is a registered financial professional currently at BGC FINANCIAL, L.P. located in New York, New York and FMX EXECUTION, LLC located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 1978. John has worked at 5 firms and has passed the SIE and Series 52 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

John J Bannon | John Joseph Bannon Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Joseph Bannon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 7, 2022 - Present

BGC FINANCIAL, L.P.

Office #1: 199 Water Street 19th Floor, New York, NY 10038
BD
CRD#: 19801
New York, NY
Current

May 30, 2024 - Present

FMX EXECUTION, LLC

Office #1: 199 Water Street , New York, NY 10038
BD
CRD#: 154075
NEW YORK, NY
Past

June 1, 2012 - July 22, 2022

TULLETT PREBON FINANCIAL SERVICES LLC

BD
CRD#: 28196
New York, NY
Past

October 21, 2003 - January 19, 2004

CHAPDELAINE BROKERAGE LLC

BD
CRD#: 125429
NEW YORK, NY
Past

June 28, 1978 - June 1, 2012

CHAPDELAINE TULLETT PREBON, LLC

BD
CRD#: 7017
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 52
Date: 3/5/1979
Municipal Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FE
FMX EXECUTION, LLC
FENICS EXECUTION, LLC | MODENA SECURITIES LLC | KYTE SECURITIES LLC | FMX EXECUTION, LLC

CRD#: 154075 / SEC#: , 8-68606

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
55 Water Street, New York, NY 10041
Mailing Address
55 Water Street, New York, NY 10041
Phone number
(212) 968-4122
Established
New York since 04/20/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FENICS MARKETS XCHANGE, LLCSOLE MEMBER
ANZALONE, THOMAS JOSEPHCHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER1161513
HAUF, JASON WILLIAMSCHIEF FINANCIAL OFFICER4163331
RINALDO, MARK JCHIEF OPERATING OFFICER4824739
SCOTTO, LOUIS JAMESCHIEF EXECUTIVE OFFICER1483052
SULFARO, MICHAEL CARLCHIEF COMPLIANCE OFFICER2483562

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FMX EXECUTION, LLC

CRD#: 154075New York, NY 10038

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