Eric J. Pritchett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Justin Pritchett, who also goes by Eric Pritchett, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2005. Eric had worked at 2 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2012 - September 28, 2017
POTAMUS TRADING, LLC
November 25, 2005 - February 23, 2007
DEMATTEO RESEARCH LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/23/2012
Limited Representative-Equity Trader ExamCurrent Firm
POTAMUS TRADING, LLC
CRD#: 142867 / SEC#: , 8-67498
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| POTAMUS MANAGEMENT LLC | DIRECT OWNER | |
| GOVEREAU, PAUL | MANAGING PARTNER/CTO/CCO | 6078072 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
