Daniel A. Belica

IMS CAPITAL MANAGEMENT

Portland, OR 97086

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CRD#: 502448

Professional summary

Daniel Allan Belica is a registered financial advisor currently at IMS CAPITAL MANAGEMENT located in Portland, Oregon.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Daniel has worked at 7 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

COLUMBIA RIVERKEEPER, 724 OAK STREET, HOOD RIVER, OR. BOARD MEMBER FOR NON-PROFIT ENVIRONMENTAL GROUP DEVOTED TO PROTECTION OF THE WATER. VOLUNTEER POSITION. NOT INVESTMENT RELATED. NO HOURS DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Allan Belica's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2014 - Present

IMS CAPITAL MANAGEMENT

Office #1: 8995 S.e. Otty Road, Portland, OR 97086

RIA

CRD#: 105939

Portland, OR

Past

May 12, 2008 - February 18, 2014

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

PORTLAND, OR

Past

May 2, 2008 - February 18, 2014

TD AMERITRADE, INC.

RIA

CRD#: 7870

PORTLAND, OR

Past

May 2, 2008 - February 18, 2014

TD AMERITRADE, INC.

CRD#: 7870

PORTLAND, OR

Past

March 13, 2008 - April 15, 2008

MKG FINANCIAL GROUP, INC.

RIA

CRD#: 104214

PORTLAND, OR

Past

March 8, 2006 - June 29, 2007

MKG CAPITAL ADVISORS

RIA

CRD#: 130696

PORTLAND, OR

Past

August 31, 2005 - April 15, 2008

MKG FINANCIAL GROUP, INC.

CRD#: 104214

PORTLAND, OR

Past

August 29, 2005 - December 31, 2005

MKG CAPITAL ADVISORS LTD.

RIA

CRD#: 130696

PORTLAND, OR

Past

February 24, 2004 - August 19, 2005

OSAIC FA, INC.

RIA

CRD#: 3978

PORTLAND, OR

Past

January 28, 2004 - August 19, 2005

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

January 28, 2004 - August 19, 2005

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IMS CAPITAL MANAGEMENT

IMS CAPITAL MANAGEMENT | IMS CAPITAL MANAGEMENT LLC | IMS CAPITAL MANAGEMENT INC.

CRD#: 105939 / SEC#: 801-33939

RIA

Registered Investment Advisory firm - (3/23/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/11/2014)

IAR

Oregon
(3/11/2014)

IAR

Washington
(3/11/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/5/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/27/2004

General Securities Representative Examination

Current Firm

IMS CAPITAL MANAGEMENT

IMS CAPITAL MANAGEMENT | IMS CAPITAL MANAGEMENT LLC | IMS CAPITAL MANAGEMENT INC.

CRD#: 105939 / SEC#: 801-33939

RIA

Registered Investment Advisory firm - (3/23/1989 Approved)

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Contact information

Main Address

8995 S.e. Otty Road, Portland, OR 97086

Mailing Address

Phone number

(503) 788-4200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IMS CAPITAL MANAGEMENT, LLC - FORM ADV 2A FIRM BROCHURE (10/20/2025)

Regulatory assets under management

Total Number of Accounts	567
AUM (Assets Under Management)	$ 406,912,207

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel A. Belica

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Allan Belica's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

MKG FINANCIAL GROUP, INC.

MKG CAPITAL ADVISORS

MKG FINANCIAL GROUP, INC.

MKG CAPITAL ADVISORS LTD.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

IMS CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 2/5/2004

Series 7

Date: 1/27/2004

Current Firm

IMS CAPITAL MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IMS CAPITAL MANAGEMENT

TRUST BUT VERIFY

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