Steven P. Carlson

STRONG INVESTMENT MANAGEMENT

Canton, OH 44709

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CRD#: 5024470

Professional summary

Steven Patrick Carlson, who also goes by Steven P Carlson, Steven P. Carlson, is a registered financial advisor currently at STRONG INVESTMENT MANAGEMENT, LLC located in Canton, Ohio.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Steven has worked at 7 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven P Carlson | Steven P. Carlson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT POSITION: Agent NATURE: Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 100 30th Street NW, Suite 100, Canton OH 44709, United States DESCRIPTION: Insurance Agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Patrick Carlson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 25, 2021 - Present

STRONG INVESTMENT MANAGEMENT, LLC

Office #1: 100 30th Street Nw Suite 100, Canton, OH 44709

RIA

CRD#: 289309

Canton, OH

Past

July 31, 2019 - July 3, 2024

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

CANTON, OH

Past

July 31, 2019 - July 3, 2024

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

CANTON, OH

Past

August 15, 2014 - July 12, 2019

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

AKRON, OH

Past

August 13, 2014 - July 12, 2019

VALMARK SECURITIES, INC.

CRD#: 31243

AKRON, OH

Past

February 26, 2014 - August 29, 2014

RESOURCE HORIZONS GROUP LLC

CRD#: 104368

MARIETTA, GA

Past

November 5, 2013 - August 29, 2014

PROSPERITY CAPITAL ADVISORS

RIA

CRD#: 156480

WESTLAKE, OH

Past

January 9, 2013 - May 2, 2013

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

AKRON, OH

Past

May 30, 2012 - May 1, 2013

VALMARK SECURITIES, INC.

CRD#: 31243

AKRON, OH

Past

November 9, 2005 - July 13, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

AKRON, OH

Past

October 24, 2005 - July 13, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

AKRON, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(2/25/2021)

IAR

Virginia
(8/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/19/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/8/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/29/2012

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/27/2012

General Securities Principal Examination

Current Firm

STRONG INVESTMENT MANAGEMENT, LLC

CRD#: 289309 / SEC#:

Ohio

Registered Investment Advisory firm - (8/31/2017 Approved)

Texas

Registered Investment Advisory firm - (6/26/2018 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (8/12/2024 Approved)

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Contact information

Main Address

100 30th Street Nw Suite 100, Canton, OH 44709

Mailing Address

Phone number

(330) 492-4470

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	573
AUM (Assets Under Management)	$ 95,916,895

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven P. Carlson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Patrick Carlson's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

VALMARK ADVISERS, INC.

VALMARK SECURITIES, INC.

RESOURCE HORIZONS GROUP LLC

PROSPERITY CAPITAL ADVISORS

VALMARK ADVISERS, INC.

VALMARK SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/19/2019

Series 66

Date: 11/8/2005

SIE

Date: 10/1/2018

Series 7

Date: 5/29/2012

Series 24

Date: 11/27/2012

Current Firm

STRONG INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STRONG INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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