Ashley J. Vice

SOLITUDE FINANCIAL SERVICES

CHARLOTTESVILLE, VA 22902

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CRD#: 5024371

Professional summary

Ashley Jonathon Vice, CFP®, who also goes by Ashley J VIce, is a registered financial advisor currently at SOLITUDE FINANCIAL SERVICES, INC. located in Charlottesville, Virginia.

Ashley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Ashley has worked at 8 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ashley J Vice

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Jonathon Vice's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

October 17, 2021 - Present

SOLITUDE FINANCIAL SERVICES, INC.

Office #1: 236 East High Street, Charlottesville, VA 22902

RIA

CRD#: 150348

CHARLOTTESVILLE, VA

Past

June 26, 2018 - October 4, 2021

SIMA WEALTH PARTNERS, LLC

RIA

CRD#: 159943

RICHMOND, VA

Past

June 26, 2018 - October 4, 2021

SIMA RETIREMENT SOLUTIONS, LLC

RIA

CRD#: 286030

RICHMOND, VA

Past

April 9, 2018 - June 22, 2018

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

Clearwater, FL

Past

October 9, 2013 - June 22, 2018

GFS PRIVATE WEALTH

RIA

CRD#: 164467

CLEARWATER, FL

Past

July 18, 2013 - August 15, 2013

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

ST. PETERSBURG, FL

Past

February 9, 2009 - July 24, 2013

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

CRD#: 13594

FORT LAUDERDALE, FL

Past

December 19, 2005 - December 17, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ANGOLA, IN

Past

November 9, 2005 - December 17, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ANGOLA, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOLITUDE FINANCIAL SERVICES, INC.

GENE MICHAEL KOWALSKI | SOLITUDE FINANCIAL SERVICES, INC. | SOLITUDE FINANCIAL SERVICES | KOWALSKI CONSULTING

CRD#: 150348 / SEC#: 801-117235

RIA

Registered Investment Advisory firm - (8/23/2019 Approved)

Florida

Registered Investment Advisory firm - (11/8/2019 Terminated)

Texas

Registered Investment Advisory firm - (11/8/2019 Terminated)

Virginia

Registered Investment Advisory firm - (11/8/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/17/2021)

IAR

Virginia
(10/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/17/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/8/2005

General Securities Representative Examination

Current Firm

SOLITUDE FINANCIAL SERVICES, INC.

GENE MICHAEL KOWALSKI | SOLITUDE FINANCIAL SERVICES, INC. | SOLITUDE FINANCIAL SERVICES | KOWALSKI CONSULTING

CRD#: 150348 / SEC#: 801-117235

RIA

Registered Investment Advisory firm - (8/23/2019 Approved)

Florida

Registered Investment Advisory firm - (11/8/2019 Terminated)

Texas

Registered Investment Advisory firm - (11/8/2019 Terminated)

Virginia

Registered Investment Advisory firm - (11/8/2019 Terminated)

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Contact information

Main Address

236 East High Street, Charlottesville, VA 22902

Mailing Address

Phone number

(434) 218-2201

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/12/2025)

Regulatory assets under management

Total Number of Accounts	668
AUM (Assets Under Management)	$ 283,963,291

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/29/2024	Cover Page	Report
10/24/2023	Cover Page	Report
01/19/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ashley J. Vice

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Jonathon Vice's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIMA WEALTH PARTNERS, LLC

SIMA RETIREMENT SOLUTIONS, LLC

MERCER GLOBAL ADVISORS INC.

GFS PRIVATE WEALTH

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SOLITUDE FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/17/2005

Series 7

Date: 11/8/2005

Current Firm

SOLITUDE FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SOLITUDE FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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