Wan S. Mccormick

RELIABLE ALLIANCE FINANCIAL

Fairfax, VA 22030

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CRD#: 5024363

Professional summary

Wan Shiu Mccormick, CFP®, who also goes by Mary Hsieh, Wan Shiu Hsieh, Wan S. Mccormick, Wan Mccormick, is a registered financial advisor currently at RELIABLE ALLIANCE FINANCIAL located in Fairfax, Virginia.

Wan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Wan has worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.

Core Areas of Focus

Hourly

Investment Advice without Ongoing Management

Middle Income Client Needs

Retirement Plan Investment Advice

Socially Responsible Investments

Question & Answer

What are your service offerings?

Life Transitions

Estate Planning

Employee and Employer Plan Ben...

Budgeting

Education Planning

Retirement Planning

Investment Planning

Comprehensive Financial Planni...

Insurance Planning

Are you a "fiduciary"?

Yes

Aliases

Mary Hsieh | Wan Shiu Hsieh | Wan S. Mccormick | Wan Mccormick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wan Shiu Mccormick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

September 9, 2014 - Present

RELIABLE ALLIANCE FINANCIAL

Office #1: 10625 Jones Street Suite 301a, Fairfax, VA 22030

RIA

CRD#: 172726

Fairfax, VA

Past

September 13, 2012 - July 10, 2013

NESTWISE LLC

RIA

CRD#: 164466

SPRINGFIELD, VA

Past

May 15, 2012 - September 13, 2012

VERITAT ADVISORS

RIA

CRD#: 147947

SPRINGFIELD, VA

Past

April 9, 2007 - May 1, 2012

GOLD COAST SECURITIES, INC.

RIA

CRD#: 110925

GLENDALE, CA

Past

April 9, 2007 - May 1, 2012

GOLD COAST SECURITIES, INC.

CRD#: 110925

GLENDALE, CA

Past

September 29, 2005 - February 1, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

SHERMAN OAK, CA

Past

September 14, 2005 - February 1, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(1/6/2025)

IAR

Texas
(4/20/2017)

IAR

Virginia
(9/9/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 10/4/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/13/2005

General Securities Representative Examination

Current Firm

RELIABLE ALLIANCE FINANCIAL

RELIABLE ALLIANCE FINANCIAL | RELIABLE ALLIANCE FINANCIAL LLC

CRD#: 172726 / SEC#:

Maryland

Registered Investment Advisory firm - (1/6/2025 Approved)

Texas

Registered Investment Advisory firm - (4/20/2017 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (9/9/2014 Approved)

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Contact information

Main Address

10625 Jones Street Suite 301a, Fairfax, VA 22030

Mailing Address

Phone number

(703) 364-5128

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
Texas	ERA - Withdrawn	3/31/2017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Wan S. Mccormick

Professional summary

Core Areas of Focus

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wan Shiu Mccormick's CRS (Customer Relationship Summary).

Certified licenses

Experience

NESTWISE LLC

VERITAT ADVISORS

GOLD COAST SECURITIES, INC.

GOLD COAST SECURITIES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2005

Series 31

Date: 10/4/2005

Series 7

Date: 9/13/2005

Current Firm

RELIABLE ALLIANCE FINANCIAL

Contact information

Documents

Exempt reporting advisers

Red Flags

Company Information

RELIABLE ALLIANCE FINANCIAL

TRUST BUT VERIFY

Contact information

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