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KH

Keith M. Housum

NORTHCOAST RESEARCH PARTNERS
Cleveland, OH 44114
Some features on this profile are disabled
CRD#: 5024115
KH

Professional summary

Keith Michael Housum is a registered financial advisor currently at NORTHCOAST RESEARCH PARTNERS, LLC located in Cleveland, Ohio.

Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Keith has worked at 3 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 86, Series 87, Series 7, Series 24 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Michael Housum's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Keith Michael Housum's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 23, 2023 - Present

NORTHCOAST RESEARCH PARTNERS, LLC

Office #1: 1301 East Ninth Street 15th Floor, Cleveland, OH 44114Office #2: 1301 East Ninth Street 15th Floor, Cleveland, OH 44114
RIA
BD
CRD#: 149109
Cleveland, OH
Current

January 28, 2010 - Present

NORTHCOAST RESEARCH PARTNERS, LLC

Office #1: 1301 East Ninth Street 15th Floor, Cleveland, OH 44114Office #2: 1301 East Ninth Street Suite 1500, Cleveland, OH 44114
RIA
BD
CRD#: 149109
Cleveland, OH
Past

May 15, 2009 - June 4, 2017

AMERICA NORTHCOAST SECURITIES, INC.

BD
CRD#: 16076
CLEVELAND, OH
Past

March 30, 2007 - May 12, 2009

FTN EQUITY CAPITAL MARKETS CORP.

BD
CRD#: 119625
CLEVELAND, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(6/3/2023)
RR
Ohio
(5/31/2023)
IAR
Ohio
(6/23/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/30/2023
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/22/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 86
Date: 7/1/2009
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 5/26/2009
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 3/17/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/18/2008
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 3/29/2007
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NR
NORTHCOAST RESEARCH PARTNERS, LLC
CONTINUUM RESEARCH PARTNERS, LLC | NORTHCOAST RESEARCH PARTNERS, LLC

CRD#: 149109 / SEC#: , 8-68115

Ohio
Registered Investment Advisory firm - SEC (6/23/2023 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1301 East Ninth Street 15th Floor, Cleveland, OH 44114
Mailing Address
1301 East Ninth Street 15th Floor, Cleveland, OH 44114
Phone number
(216) 468-6950
Established
Ohio since 10/29/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
32

FINRA licenses (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
NORTHCOAST RESEARCH HOLDINGS, LLCSOLE MEMBER / PARENT
MEHTA, KARTIKMANAGING OFFICER3034087
RAFFA, SALVATORE ANTONINOCHIEF FINANCIAL OFFICER3213782
RIZZO, MARTIN PAULPRESIDENT AND CCO1520499

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NORTHCOAST RESEARCH PARTNERS, LLC

CRD#: 149109Cleveland, OH 44114

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